Notice of Housekeeping Rule Amendments to the Trading Policies - Neo Exchange Inc.
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Notice of Commission Approval – Amendments to Swap Counterparty Margin Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Approval - Public Interest Rule Amendments to the Listing Manual - Neo Exchange Inc.
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Notice of Housekeeping Rule Amendments to the Listing Manual and Listing Forms - Neo Exchange Inc.
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Notice of Commission Order – Application for Exemptive Relief – Execution Access, LLC
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Request for Comment – Proposed Amendments to Rule C-18 of the CDCC to Modify the Delivery Standards of the 30-Year Government of Canada Bond Future Contracts – Canadian Derivatives Clearing Corporation (CDCC)
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Application for Exemption from Recognition as an Exchange – CME Amsterdam B.V.
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Application for Exemption from Recognition as an Exchange – DW SEF LLC
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Draft Order
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Application for Exemption from Recognition as an Exchange – GFI Swaps Exchange LLC
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Draft Exemption Order – GFI Swaps Exchange LLC
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SIGMA X Canada - Notice of Initial Operations Report and Request for Feedback
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Request for Comment – Proposed Amendments to MFDA Rules 2.3.2 and 2.3.3 – Limited Trading Authorization – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Proposed Changes and Request for Comment – Liquidnet Canada Inc.
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Notice of Commission Approval – Amendments to Dealer Member Rules to Early Adopt Certain IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Proposed Amendments and Request for Comments – TSX Inc. and TSX Venture Exchange Inc.
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Notice and Request for Comment - Significant Change Subject to Public Comment – Amendments to Trading System Functionality & Features - Canadian Securities Exchange
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Order: In the Matter of Instinet Canada Cross Limited
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Order: In the Matter of Liquidnet Canada Inc.
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Notice of Commission Approval of Amended Memorandum of Understanding Regarding Oversight of the Investment Industry Regulatory Organization of Canada (IIROC) (effective April 1, 2021)
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