OSC Notice and Request for Comment – Application for Designation as a Trade Repository – KOR Reporting Inc.
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Notice of Revocation Order – Execution Access LLC
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Request for Comment – Proposed Clarifying Amendments to Registration and Proficiency Requirements – Canadian Investment Regulatory Organization (CIRO)
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ICE NGX Canada Inc. – Application for Amendment of Order Exempting It from Recognition as a Commodity Futures Exchange and as an Exchange – Notice and Request For Comment
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Notice of Proposed Changes and Request for Comment - Nasdaq CXC Limited
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Notice of Commission Deemed Approval – Housekeeping Amendments to the Universal Market Integrity Rules – Canadian Investment Regulatory Organization (CIRO)
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Notice of Commission Deemed Approval – Housekeeping Amendments to Mutual Fund Dealer Form 1 – Canadian Investment Regulatory Organization (CIRO)
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Notice of Commission Approval – Amendments to UMIR and IDPC Rules to Facilitate the Investment Industry’s Move to T+1 Settlement – Canadian Investment Regulatory Organization (CIRO)
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Notice of Material Rule Submission – Proposed Amendments to Rules, Operations Manual, Risk Manual and Default Manual of the CDCC Regarding the Implementation of the Secured General Collateral (SGC) Repurchase Transaction – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Exemption Order – The Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
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Notice and Request for Comment - Application for Exemption from Recognition as an Exchange - SpectrAxe, LLC
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Notice of Approval – Introduction of New Functionality for PureStream on CXD – Nasdaq CXC Limited
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Notice and Request for Comment - Application for Exemption from Recognition as Exchange - 360 Trading Networks UK Limited
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Notice of Commission Approval – Material Amendments to CDS External Procedures – Participant Fund Administered by CDS for the New York Link Service – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Amendments Relating to Futures Segregation and Portability Customer Protection Regime – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Approval/Implementation - Amendments to the IIROC Rules and Form 1 relating to the futures segregation and portability customer protection regime
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Notice and Request for Comment – Application for Exemption from Recognition as Exchange – Aegis SEF LLC
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Request for Comment – Proposed Amendments to Facilitate the Investment Industry’s Move to T+1 Settlement – New Self-Regulatory Organization of Canada (New SRO)
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Toronto Stock Exchange (TSX) – Amendments to the Toronto Stock Exchange Company Manual (April 20, 2023) – Notice of Approval
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Notice of Approval – Amendments to CSE Trading Rule 4 – Odd Lots – Canadian Securities Exchange
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