Notice of Approval – Trading Policies Amendments – Cboe Canada Inc.
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Notice and Request for Feedback - Proposed Call Center Enterprise Discount Program - TSX, Alpha, and TSXV
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IIROC Notice 14-0047 – Rules Notice – Notice of Withdrawal – Revisions to the Definition of Securities Related Activities – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Integrated Fee Model – Canadian Investment Regulatory Organization (CIRO)
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Notice of Technical/Housekeeping Rule Submission – Proposed Amendments to the CDCC Rules and Risk Manual Related to the Introduction of Options on Canadian Depositary Receipts – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Material & Technical Rule Submissions – Proposed Material and Technical Amendments to CDS External Procedures Related to CDS Post Trade Modernization (PTM) – CDS Clearing and Depository Services (CDS)
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OSC Staff Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – Euroclear Bank SA/NV
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Notice of Withdrawal – Proposed Amendments Respecting Reporting, Internal Investigation and Client Complaint Requirements – Canadian Investment Regulatory Organization (CIRO)
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Request for Comment – Rule Consolidation Project – Phase 5 – Canadian Investment Regulatory Organization (CIRO)
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Application for Exemption from Recognition as a Clearing Agency
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Notice of Variation Order – Fixed Income Clearing Corporation (FICC)
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OSC Staff Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – Independent Electricity System Operator (IESO)
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Notice – Variation of Exemption Order – ICE Futures U.S., Inc.
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Notice and Request for Comments – Proposed Amendments to CSE Listing Policies – Canadian Securities Exchange
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Notice of Delegation – Canadian Investment Regulatory Organization (CIRO)
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OSC publishes requirements for use of dealer rebates of mutual fund trailing commissions
IFSP eNews
Notice and Request for Comments – Proposed Amendments – TSX Inc. and Alpha Exchange Inc.
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CSA publishes guidance on the use of discretion under the CSA investment risk classification methodology
IFSP eNews
Notice of Commission Decision – Revocation of Exemptive Relief – Carta Capital Markets, LLC
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Request for Comment – Proposed Amendments to UMIR Respecting Trading Increments – Canadian Investment Regulatory Organization (CIRO)
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