Request for Comment – Proposed Amendments Respecting Mandatory Close-Out Requirements – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Notice of Housekeeping Rule Amendments – Housekeeping Amendments to CSE Listing Policy & Procedures – Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to the Default Manual of the CDCC Regarding the Corporation’s Default Risk Capital Amount Available During a Default Management Process – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as a Clearing Agency
Marchés, OAR et agences de compensation
OSC Staff Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – Independent Electricity System Operator (IESO)
Marchés, OAR et agences de compensation
OSC Staff Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – Euroclear Bank SA/NV
Marchés, OAR et agences de compensation
Notice of Technical/Housekeeping Rule Submission – Proposed Amendments to the CDCC Rules and Risk Manual Related to the Introduction of Options on Canadian Depositary Receipts – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments to UMIR Respecting Contingent Derivative Orders – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
IIROC Notice 14-0047 – Rules Notice – Notice of Withdrawal – Revisions to the Definition of Securities Related Activities – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Approval – Call Center Enterprise Discount Program – TSX Inc., Alpha Exchange Inc. and TSX Venture Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Variation Order – Fixed Income Clearing Corporation (FICC)
Marchés, OAR et agences de compensation
Notice of Withdrawal – Proposed Amendments Respecting Reporting, Internal Investigation and Client Complaint Requirements – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Request for Comment – Rule Consolidation Project – Phase 5 – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
OSC publishes requirements for use of dealer rebates of mutual fund trailing commissions
IFSP eNews
Notice and Request for Comments – Proposed Amendments – TSX Inc. and Alpha Exchange Inc.
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Notice – Variation of Exemption Order – ICE Futures U.S., Inc.
Marchés, OAR et agences de compensation
Notice and Request for Comments – Proposed Amendments to CSE Listing Policies – Canadian Securities Exchange
Marchés, OAR et agences de compensation
CSA publishes guidance on the use of discretion under the CSA investment risk classification methodology
IFSP eNews
Notice of Material Rule Submission – Proposed Amendments to CDS Fee Schedule – Entitlements Messaging MT564/REPE and MT564/RMDR – CDS Clearing and Depository Services Inc. (CDS)
Marchés, OAR et agences de compensation
Notice of Material Rule Submission – Proposed Amendments to CDS Fee Schedule – Removal of Certain Fees and Amended Fee Descriptions – CDS Clearing and Depository Services Inc. (CDS)
Marchés, OAR et agences de compensation
