le 9 décembre 2021 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Canadian Securities Exchange - Public Interest Rule Amendment - CSE Policies - Notice and Request for Comments Marchés, OAR et agences de compensation
le 2 décembre 2021 Market Regulation Document Type TMX Group Limited and TSX Inc. rule review and notices Notice of Housekeeping Rule Amendments – Housekeeping Amendments to the Toronto Stock Exchange Rule Book – TSX Inc. Marchés, OAR et agences de compensation
le 23 novembre 2021 Market Regulation Document Type Carta Capital Markets, LLC Application on behalf of Carta Capital Markets, LLC for exemptive relief under the Passport System – Osler, Hoskin & Harcourt LLP – Carta Capital Markets, LLC Marchés, OAR et agences de compensation
le 25 novembre 2021 Market Regulation Document Type MFDA rule review Request for Comment – Proposed New MFDA Policy No. 11 – Proficiency Standards for the Sale of Alternative Mutual Funds – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 11 novembre 2021 Market Regulation Document Type TMX Group Limited and TSX Inc. rule review and notices Notice of Approval – Conditional Order Facility – TSX Inc. Marchés, OAR et agences de compensation
le 16 septembre 2021 Market Regulation Document Type Neo Exchange Inc. rule review and notices Notice of Approval - Public Interest Rule Amendments to the Trading Policies - Neo Exchange Inc. Marchés, OAR et agences de compensation
le 11 novembre 2021 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review OSC Staff Notice of Request for Comment – Proposed Additional Amendments to the Rules, Operations Manual, Risk Manual and Default Manual of the CDCC on the Gross Client Margin (GCM) Model Initiative – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 4 novembre 2021 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice of Commission Approval – Amendments to Rule C-18 to Modify the Delivery Standards of the 30-Year Government of Canada Bond Future Contracts – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
