Notice of Commission Approval – Proposed Amendments to the Risk Manual of CDCC to Change the Initial Margin Model for Equity Derivatives – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Commission Deemed Approval – Housekeeping Rule Changes to the IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Proposed Changes and Request for Comment - Nasdaq CXC Limited
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Notice of Approval – Lynx ATS – Tradelogiq Markets Inc.
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Notice of Commission Deemed Approval – Housekeeping Amendments to the Universal Market Integrity Rules (UMIR) to Update Reference to IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comments - Listing Manual – Neo Exchange Inc.
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Notice and Request for Comment – Application for an Exemption from the Marketplace Rules – Carta Capital Markets, LLC
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Notice of Commission Approval – Amendments to MFDA Financial Questionnaire and Report – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Amendment to MFDA Rule 1.2.2(a) – Branch Managers – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Amendment to MFDA Rule 2.2.3 – New Account Approval – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Amendment to MFDA Rule 3.2.1 – Client Lending and Margin – Mutual Fund Dealers Association of Canada (MFDA)
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Text of Amendment to MFDA Rule 2.2.3 – New Account Approval – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Ministerial Approval of Memorandum of Understanding between Certain Provincial Securities Regulators Concerning the Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Housekeeping Amendment to MFDA By-law No. 1, Section 1 Regarding the Definition of "Control" – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Housekeeping Amendments to MFDA By-Law No. 1, Section 1 (Definitions – "Control") – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Housekeeping Amendments to MFDA By-law No. 1, Section 1 Regarding the Preamble to the Definitions and MFDA Notice – Housekeeping Amendment to MFDA By-law No. 1, Section 1 (Definitions) – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Housekeeping Amendments to MFDA Rule 1.2.4 Regarding the Currency of Courses – Mutual Fund Dealers Association of Canada (MFDA)
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MFDA Notice – Housekeeping Amendment to MFDA By-law No. 1, Section 1 (Definitions) – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Material Amendments to CDS Rules and Procedures – TRAX – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – CDSX Procedures and User Guide and Money Market Issue and Entitlements Procedures – CDS Clearing and Depository Services Inc.
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