CDS Notice of Commission Approval - Technical Amendments to CDS Free Payments Funds Transfer Rule
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CDS Notice and Request for Comment - Material Amendments to CDS Rules Relating to CCP Capping
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OSC Staff Notice of Request For Comment – Proposed Amendments to Rules, Operations Manual, Risk Manual and Default Manual of the Canadian Derivatives Clearing Corporation to Introduce a Supplemental Liquidity Fund – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Commission Approval – Client Focused Reforms Rule Amendments – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Deemed Approval – Housekeeping Amendments to IIROC Rules to Enhance Protection of Older and Vulnerable Clients – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 21-0159 – Housekeeping Amendments to Enhance Protection of Older and Vulnerable Clients – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Withdrawal of Proposed Changes – Liquidnet Canada Inc.
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Notice of Commission Approval – Client Focused Reforms Rule Amendments – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Approval – Amendments to Trading System Functionality & Features – Canadian Securities Exchange
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CDS Risk Procedures
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Request for Comment – Proposed Amendments to the Rules, Operations Manual, Risk Manual and Default Manual of CDCC to Introduce the Gross Client Margin (GCM) Model – Canadian Derivatives Clearing Corporation (CDCC)
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Request for Comment – Proposed Amendments to the IIROC Rules and Form 1 relating to the Futures Segregation and Portability Customer Protection Regime – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 21-0113 – Proposed Amendments to the IIROC Rules and Form 1 relating to the futures segregation and portability customer protection regime – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 21-0148- Client Focused Reforms – IIROC Rule Amendments – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Withdrawal – Proposed Amendments Respecting Disclosure of Information by Ombudsman Service to IIROC – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 21-0096 – Withdrawal of proposed amendments respecting disclosure of information by ombudsman service to IIROC – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice and Request for Comment – Applications for Exemption from Recognition as an Exchange – Bloomberg Trading Facility Limited and Bloomberg Trading Facility B.V.; and – Notice of Initial Operations – Bloomberg Tradebook Canada Company
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Bloomberg Staff Notice and Request for Comment – Bloomberg Trading Facility Limited, Bloomberg Trading Facility B.V. and Bloomberg Tradebook Canada Company
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Description of Operations – Bloomberg Trading Facility Limited
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Application for Exemption from Recognition as an Exchange - Bloomberg Trading Facility Limited
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