OSC Staff Notice of Request for Comment – Proposed Amendments to the Risk Manual of the CDCC Regarding the Base Initial Margin Model Used to Calibrate Margin Relief for Exchange Traded Derivatives – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Exemption from Recognition as an Exchange and from the Marketplace Rules – Aegis SEF LLC
Marchés, OAR et agences de compensation
Notice and Request for Comments – Amendments to Trading Rules – Odd Lots - Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice of Housekeeping Rule Amendments – Trading Rule 4 – Odd Lots – Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice of Approval and Summary of Comments – Amendments to CSE Listing Policies – Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to Rules, Operations Manual, Risk Manual and Default Manual of the CDCC to Introduce the Gross Client Margin (GCM) Model – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to the Rules of the CDCC to Modify the Final Settlement Price of the One-Month CORRA Futures (COA) – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Use of Refilings and Errors List for corrections to continuous disclosure filings, websites and social media
IFSP eNews
Notice of Approval – Proposed Introduction of Two Classes of Conditional Order Types and Matching Functionality to the Instinet Canada Cross Trading System – Instinet Canada Cross Limited (ICX)
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Notice of Proposed Change and Request for Comment – Proposed Fee Model for TSX and TSXV Listed Securities Trading on the CSE – Canadian Securities Exchange
Marchés, OAR et agences de compensation
Application on behalf of Carta Capital Markets, LLC for exemptive relief under the Passport System – Osler, Hoskin & Harcourt LLP – Carta Capital Markets, LLC
Marchés, OAR et agences de compensation
Request for Comment – Proposed New MFDA Policy No. 11 – Proficiency Standards for the Sale of Alternative Mutual Funds – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Housekeeping Rule Amendments – TSX Company Manual – Toronto Stock Exchange (TSX Inc.)
Marchés, OAR et agences de compensation
Notice of Housekeeping Rule Amendments – Housekeeping Amendments to the Toronto Stock Exchange Rule Book – TSX Inc.
Marchés, OAR et agences de compensation
Notice of Approval – Proposed Change to the MATCHNow Trading System – TriAct Canada Marketplace LP
Marchés, OAR et agences de compensation
Notice of Commission Variation Order – Variation of the Recognition Order of Nasdaq CXC Limited and Ensoleillement Inc.
Marchés, OAR et agences de compensation
Notice and Request for Comments – Public Interest Rule Amendments – CSE Policies and Related Forms – Canadian Securities Exchange
Marchés, OAR et agences de compensation
Canadian Securities Exchange - Public Interest Rule Amendment - CSE Policies - Notice and Request for Comments
Marchés, OAR et agences de compensation
Notice and Request for Comment – Application for an Exemption from the Marketplace Rules – Carta Capital Markets, LLC
Marchés, OAR et agences de compensation
Awards in Sales Communications
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