Proposed Amendments to MFDA Rule 1.2.1(d) (Salespersons – Dual Occupations) – Mutual Fund Dealers Association of Canada (MFDA)
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Proposed Amendments to MFDA Rule 2.2 (Client Accounts) and MFDA Policy No. 2 Minimum Standards for Account Supervision – Mutual Fund Dealers Association of Canada (MFDA)
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Proposed Amendments to MFDA Rule 5.3 (Client Reporting) and MFDA Rule 2.8 (Client Communications) – Mutual Fund Dealers Association of Canada (MFDA)
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Proposed Amendments to MFDA By-law No. 1, s. 25.4 (Other Instruments) – Mutual Fund Dealers Association of Canada (MFDA)
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Proposed Amendments to MFDA Rule 1.1.6 (Introducing and Carrying Arrangement) – Mutual Fund Dealers Association of Canada (MFDA)
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Joint Notice and Request for Comment – Application for Amendment and Restatement of Its Recognition Orders and Application to Amend the Definition of "Public Director" in its By-law No. 1 – Mutual Fund Dealers Association of Canada (MFDA)
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Proposed Amendments to Policy 6 Distributions – Amendments to Section 11 of MFDA By-law No. 1 (Member Approval Process) – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Housekeeping Amendments to MFDA Form 1 – Financial Questionnaire and Report – Mutual Fund Dealers Association of Canada (MFDA)
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Notice and Request for Comments - Material Amendments to CDS Rules Relating to FINet Function
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CDS Rule Amendment Notice - Technical Amendments to CDS Procedures - New Trade Type ‘MB’
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Notice of Commission Approval - Material Amendments to CDS Procedures Relating to CAVALI Link Service
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Technical Amendments to CDS Procedures -- Enhanced Selection Criteria and Inclusion of Withholding Tax on the Settled Transactions Report (000038B) -- Notice of Effective Date
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Technical Amendments to CDS Rules -- Ongoing Documentation Requirements for Dormant Participants -- Notice of Effective Date
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Technical Amendments to CDS Procedures -- Dormant Participants -- Notice of Effective Date
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Notice of Commission Approval -- Material Amendments to CDS Rules - Dormant Participants
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CDS Rule Amendment Notice — Technical Amendments to CDS Procedures - NCS Restriction on Items per Event Option
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CDS Rule Amendment Notice — Technical Amendments to CDS Procedures - Acceptor Ability to Change Trade DK Status
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CDS Rule Amendment Notice - Technical Amendments to CDS Procedures - New ATON Account Type and Additional ATON File for DTCC
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CDS Rule Amendment Notice - Technical Amendments to CDS Procedures - Payment Release Event List Screen Enhancement
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CDS Rule Amendment Notice - Technical Amendments to CDS Procedures - Technical Amendments to CDS Procedures Relating to Pledge: Pending Reason Code
Marchés, OAR et agences de compensation
