CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to Trade Tolerance Procedures
Marchés, OAR et agences de compensation
CDS Notice and Request for Comment - Material Amendments to CDS Procedures Relating to Tax Breakdown Service Procedures
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to MFDA By-law No. 1, Regarding the Enforcement Process – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Material Amendments to CDS Rules – Participant Application to Use Functionality for Roles re Securities – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Effective Date – Technical Amendments to CDS Procedures – Euroclear UK Direct Service – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – MFDA Amendments to MFDA Rule 1.1.7 Regarding Business Names, Styles, Etc. – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Housekeeping Amendment to MFDA By-law No. 1, Section 18.2.2, Regarding Regional Councils – Ex Officio Members – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Material Amendments to CDS Rules – Termination of Euroclear UK Direct Service – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Material Amendments to CDS Rules and Procedures – Soft Cap for the New York Link Service – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to MFDA Rule 1.1.6(b) Regarding Introducing and Carrying Arrangements – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to MFDA Rule 2.3.1 – Power of Attorney/Limited Trading Authorization – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to MFDA Rule 2.12 – Transfers of Account – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendment to MFDA Rule 2.8.3 - Rates of Return – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendment to MFDA Rule 1.1.6(a)(vi) Regarding Introducing and Carrying Arrangement – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Revocation Order – LCH.Clearnet LLC
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Exemptive Relief – LCH.Clearnet LLC
Marchés, OAR et agences de compensation
OSC Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – LCH.Clearnet LLC
Marchés, OAR et agences de compensation
Application for Exemption: LCH.Clearnet LLC
Marchés, OAR et agences de compensation
Material Amendments to CDS Procedures - DTC Direct Link and New York Link Services: Changes to Participant Collateral and Funding Requirements - Request for Comments
Marchés, OAR et agences de compensation
Self-Certification: Amendments to sections A-1A04 and A-401 of the rules of the Canadian Derivatives Clearing Corporation
Marchés, OAR et agences de compensation