OSC Staff Notice of Request For Comment – Proposed Amendments to Rules, Operations Manual, Risk Manual and Default Manual of the Canadian Derivatives Clearing Corporation to Introduce a Supplemental Liquidity Fund – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Client Focused Reforms Rule Amendments – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 21-0148- Client Focused Reforms – IIROC Rule Amendments – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments to the Rules, Operations Manual, Risk Manual and Default Manual of CDCC to Introduce the Gross Client Margin (GCM) Model – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments to the IIROC Rules and Form 1 relating to the Futures Segregation and Portability Customer Protection Regime – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 21-0113 – Proposed Amendments to the IIROC Rules and Form 1 relating to the futures segregation and portability customer protection regime – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Request for Comments - Proposed Amendment to the Listing Manual - Neo Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Withdrawal of Proposed Significant Changes - Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice of Proposed Change and Request for Comment – Change to the MATCHNow Trading System – TriAct Canada Marketplace LP
Marchés, OAR et agences de compensation
Notice of Withdrawal – Proposed Amendments Respecting the Minor Contravention Program – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 21-0059 – Withdrawal of the Proposed Amendments to adopt the Minor Contravention Program – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Material Amendments to CDS Risk Procedures Related to Post-Trade Modernization Project – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
CDS Risk Procedures
Marchés, OAR et agences de compensation
Notice of Commission Approval – Variation and Restatement of Recognition Order – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Variation and Restatement of MFDA Recognition Order – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Approval – Amendments to Trading System Functionality & Features – Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendment to Remove the Risk Component of IIROC’s Dealer Member Fee Model – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to Dealer Member Rules and IIROC Rules Regarding Exemptions for Bulk Account Movements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 21-0080 – Removal of the risk component of the annual fees paid by Dealer Members effective April 1, 2021 – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 21-0078 – Amendments to Dealer Member Rules and IIROC Rules regarding Exemptions for Bulk Account Movements
Marchés, OAR et agences de compensation
