le 12 avril 2018 Market Regulation Document Type MFDA rule review Notice of Commission Approval – Requirements Relating to the Disclosure of MFDA Membership – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 22 mars 2018 Market Regulation Document Type MFDA rule review Request for Comment – Proposed Continuing Education Requirements for MFDA Members and their Approved Persons – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 4 janvier 2018 Market Regulation Document Type MFDA rule review Notice of Commission Deemed Approval – Housekeeping Amendments to MFDA Rule 5.3 (Client Reporting) and MFDA Policy No. 7 (Performance Reporting) – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 24 octobre 2013 Market Regulation Document Type IIROC rule review IIROC Notice 13-0255 – Request for Comments – Proposed Provisions Respecting Order Execution Services as a Form of Third-Party Electronic Access to Marketplaces – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 29 août 2013 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments Respecting Disclosure Requirements for Research Reports – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 29 août 2013 Market Regulation Document Type IIROC rule review IIROC Notice – Notice of Approval/Implementation – Disclosure Requirements for Research Reports – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 4 juillet 2013 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments Respecting Third-Party Electronic Access to Marketplaces – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 4 juillet 2013 Market Regulation Document Type IIROC rule review IIROC Amendments Respecting Third Party Electronic Access to Marketplaces – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 27 juin 2013 Market Regulation Document Type IIROC rule review IIROC Rules Notice 13-0174 – Request for Comment – Proposed Plain Language Rule Sections 2210 and 2211 – Suspension and Termination of a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 26 mars 2020 Market Regulation Document Type MFDA rule review Proposed Amendments to MFDA Policy No. 9 Continuing Education (CE) Requirements – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 30 janvier 2020 Market Regulation Document Type MFDA rule review Notice of Commission Approval – Amendments to MFDA By-Law No. 1 Sections 3.3 (Election and Term), 3.6.1 (Governance Committee) and 4.7 (Quorum) – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 30 janvier 2020 Market Regulation Document Type MFDA rule review Request for Comment – Proposed Amendments to MFDA Rule 1.1.2 (Compliance by Approved Persons) – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 12 décembre 2019 Market Regulation Document Type MFDA rule review Notice of Commission Approval – Amendment to MFDA By-Law No. 1 Section 24.A (Ombudservice) – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 29 août 2008 Market Regulation Document Type MFDA recognition and other orders Joint Notice and Request for Comment of Certain Recognizing Regulators of the MFDA – Application to Amend Recognition Orders – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 23 mai 2008 Market Regulation Document Type MFDA recognition and other orders Joint Notice and Request for Comment – MFDA Application for Amendment and Restatement of Its Recognition Orders and Application to Amend the Definition of "Public Director" in its By-law No. 1 – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 17 novembre 2006 Market Regulation Document Type MFDA recognition and other orders Notice of Commission Order – Application to Amend the Recognition Order of the Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 21 mai 2004 Market Regulation Document Type MFDA recognition and other orders Notice of Approval – Amendment and Restatement of Recognition Order and Summary of Public Comments – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 12 décembre 2003 Market Regulation Document Type MFDA recognition and other orders Application for Amendment and Restatement of Terms and Conditions or Order Recognizing Self-regulatory Organization – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 12 décembre 2003 Market Regulation Document Type MFDA recognition and other orders Request for Comment – Application for Amendment and Restatement of Its Recognition Order and Application for Consent to Enter into a Co-Operative Agreement in Québec – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 12 décembre 2003 Market Regulation Document Type MFDA recognition and other orders Notice of Request for Comment – Application for Amendment and Restatement of Its Recognition Order and Application for Consent to Enter into a Co-Operative Agreement in Québec – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
