le 27 janvier 2022 Request for Comment Amendments to National Instrument CSA Notice and Request for Comment – Proposed Amendments to National Instrument 41-101 General Prospectus Requirements, National Instrument 81-101 Mutual Fund Prospectus Disclosure, and Related Proposed Consequential Amendments and Changes and Consultation Paper on a Base Shelf Prospectus Filing Model for Investment Funds in Continuous Distribution – Modernization of the Prospectus Filing Model for Investment Funds Documents d'Instruments, règles et politiques
le 14 mai 2025 Blanket Order Ontario Securities Commission – Coordinated Blanket Order 45-935 Documents d'Instruments, règles et politiques
le 14 mai 2025 CSA Notice CSA Staff Notice 45-330 (Revised) – Frequently Asked Questions About the Listed Issuer Financing Exemption Documents d'Instruments, règles et politiques
le 14 mai 2025 CSA Notice Blanket Order CSA Notice Regarding Coordinated Blanket Order – Coordinated Blanket Order 45-935 Exemptions from Certain Conditions of the Listed Issuer Financing Exemption Documents d'Instruments, règles et politiques
45-935 - IRP Title Coordinated Blanket Order 45-935 Exemptions from Certain Conditions of the Listed Issuer Financing Exemption Instruments, règles et politiques
le 12 juin 2018 Unofficial Consolidation National Instrument Unofficial Consolidation: National Instrument 51-102 Continuous Disclosure Obligations Documents d'Instruments, règles et politiques
le 30 juin 2015 Unofficial Consolidation Forms Unofficial Consolidation: Form 51-102F5 Information Circular Documents d'Instruments, règles et politiques
11-348 - IRP Title Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets Instruments, règles et politiques
le 13 avril 2017 Unofficial Consolidation National Instrument Unofficial consolidation of National Instrument 45-106 and its Companion Policy (effective April 1, 2017) Documents d'Instruments, règles et politiques
le 19 janvier 2017 Unofficial Consolidation National Instrument Unofficial consolidation of National Instrument 45-106 and its Companion Policy (effective October 5, 2016) Documents d'Instruments, règles et politiques
le 17 novembre 2016 Unofficial Consolidation National Instrument Unofficial consolidation of National Instrument 45-106 Prospectus Exemptions and its Companion Policy (effective July 29, 2016) Documents d'Instruments, règles et politiques
le 28 novembre 2024 CSA Notice Request for Comment Amendments to National Instrument Changes to Companion Policy CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, National Instrument 81-101 Mutual Fund Prospectus Disclosure, National Instrument 81-102 Investment Funds and National Instrument 81-105 Mutual Fund Sales Practices and Proposed Changes to Companion Policy 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 81-102 Investment Funds and Companion Policy 81-105 Mutual Fund Sales Practices – The Principal Distributor Model Documents d'Instruments, règles et politiques
le 17 juin 2025 Unofficial Consolidation Blanket Order Forms Unofficial consolidation: Ontario Instrument 32-509 Early-Stage Business Registration Exemption (Interim Class Order) Documents d'Instruments, règles et politiques
le 17 juin 2025 Unofficial Consolidation Blanket Order Forms Unofficial Consolidation: Ontario Instrument 32-508 Not-For-Profit Angel Investor Group Registration Exemption (Interim Class Order) Documents d'Instruments, règles et politiques
le 9 mai 2024 Other Frequently Asked Questions about Ontario Instrument 32-508 Not-for-profit Angel Investor Group Registration Exemption (Interim Class Order) Documents d'Instruments, règles et politiques
le 30 juin 2025 Other Frequently Asked Questions about Ontario Instrument 32-508 Not-for-profit Angel Investor Group Registration Exemption (Interim Class Order) Documents d'Instruments, règles et politiques
25-314 - IRP Title Proposed approach to oversight and refinements to the proposed binding authority framework for an identified ombudservice Instruments, règles et politiques
le 23 janvier 2025 CSA Notice Request for Comment CSA Notice and Request for Comment – Proposed Amendments to National Instrument 23-101 Trading Rules and Proposed Changes to Companion Policy 23-101 Trading Rules Documents d'Instruments, règles et politiques
le 12 juin 2025 OSC Notice OSC Rule Companion Policy OSC Notice of Publication – OSC Rule 11-502 Distribution of Amounts Received by the OSC under Disgorgement Orders and Payment of Related Administrative Costs; Companion Policy 11-502 Distribution of Amounts Received by the OSC under Disgorgement Orders and Payment of Related Administrative Costs; OSC Rule 11-503 (Commodity Futures Act) Distribution of Amounts Received by the OSC under Disgorgement Orders and Payment of Related Administrative Costs; Companion Policy 11-503 (Commodity Futures Act) Distribution of Amounts Received by the OSC under Disgorgement Orders and Payment of Related Administrative Costs – Modernize the Process to Distribute Disgorged Amounts to Harmed Investors Documents d'Instruments, règles et politiques
le 11 juillet 2024 Request for Comment Proposed OSC Rule Proposed Companion Policy Proposed OSC Rule 11-502 Distribution of Amounts Paid to the OSC under Disgorgement Orders; Proposed Companion Policy 11-502 Distribution of Amounts Paid to the OSC under Disgorgement Orders; Proposed OSC Rule 11-503 (Commodity Futures Act) Distribution of Amounts Paid to the OSC under Disgorgement Orders; Proposed Companion Policy 11-503 (Commodity Futures Act) Distribution of Amounts Paid to the OSC under Disgorgement Orders – Modernize the Process to Distribute Disgorged Amounts to Harmed Investors Documents d'Instruments, règles et politiques
