IIROC Notice 19-0146 – Amendments to Form 1 for use in, and Consistency with, the Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission – Amendments to Forms and Guidance Respecting Investment in a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 19-0147 – Amendments to Forms and Guidance Respecting Investment in a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Order – Application for Exemptive Relief – Banque Centrale de Compensation Carrying on Business as LCH SA
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Notice of Commission Approval – Amendments Respecting Provision of Price Improvement by a Dark Order – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Withdrawal - Proposed Amendments to Trading System - Canadian Securities Exchange
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OSC Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – Banque Centrale De Compensation Carrying on Business as LCH SA
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Request for Comment – Proposed Changes to Forms and Guidance Relating to Investment in a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 17-0055 – Request for Comment – Proposed Changes to Forms and Guidance Relating to Investment in a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Universal Market Integrity Rules – Amendments Respecting Designations and Identifiers – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 17-0039 – Amendments Respecting Designations and Identifiers – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Request for Comment – Proposed Provisions Respecting Trading Supervision Obligations – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 17-0054 – Request for Comment – The Proposed IIROC Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
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Amendments to the Rules of the Toronto Stock Exchange - Alternative Trade eXecution (ATX) - TSX Inc.
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Notice of Approval - Amendments to the Rules of the Toronto Stock Exchange - Part 6 - Exchange Take-Over Bids and Exchange Issuer Bids - TSX Inc.
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Notice of Approval - Housekeeping Amendments to the TSX Company Manual - Toronto Stock Exchange (TSX Inc.)
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Request for Comments - Amendments to Part VI of the TSX Company Manual - Toronto Stock Exchange (TSX Inc.)
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Notice of Approval - Housekeeping Amendments to the TSX Company Manual - Toronto Stock Exchange (TSX Inc.)
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Notice of Approval - Housekeeping Amendments to the TSX Company Manual - Toronto Stock Exchange (TSX Inc.)
Marchés, OAR et agences de compensation
Request for Comments - Implementation of a Pre-Trade Matching Facility - Alternative Trade eXecution - TSX Inc.
Marchés, OAR et agences de compensation
