Notice of Commission Order – Application for Exemptive Relief – LedgerEdge Limited
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to MFDA Rules 2.3.2, 2.3.3 and 5.1 regarding Limited Trading Authorization and Record-Keeping Requirements – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Deemed Approval – Housekeeping Amendments to IIROC Rules and Form 1 Relating to London Bullion Market Association (LBMA) Memberships – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to MFDA Rule 1.1.2 (Compliance by Approved Persons) – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice and Request for Comment - Significant Change Subject to Public Comment Amendments to Trading System Functionality & Features - Canadian Securities Exchange
Marchés, OAR et agences de compensation
81-508 -
IRP Title
Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers
Instruments, règles et politiques
33-508 -
IRP Title
Extension to Ontario Instrument 33-507 Exemption from Underwriting Conflict Disclosure Requirements
Instruments, règles et politiques
OSC Staff Notice of Request for Comment – Proposed Additional Amendments to the Operations Manual of the CDCC on the Gross Client Margin (GCM) Initiative – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – New MFDA Policy No. 11 – Proficiency Standards for the Sale of Alternative Mutual Funds – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Withdrawal of Proposed Amendment to Trading Fees - Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice of Approval - System Functionality - Second Trading Book- CSE2 - Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice and Request for Comment – Application for Exemption from Recognition as Exchange – Aegis SEF LLC
Marchés, OAR et agences de compensation
Memorandum of Understanding among the Recognizing Regulators regarding oversight of the New SRO
Marchés, OAR et agences de compensation
Recognition of New Self-Regulatory Organization of Canada
Marchés, OAR et agences de compensation
Memorandum of Understanding among the Regulators regarding oversight of the Canadian Investor Protection Fund (CIPF)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments Respecting the Codification of Certain UMIR Exemptions – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
51-734 -
IRP Title
Corporate Finance Branch 2022 Annual Report
Instruments, règles et politiques
Request for Comments – Amendments to TSX Company Manual – Toronto Stock Exchange (TSX Inc.)
Marchés, OAR et agences de compensation
Notice of Completion of Staff Review of Initial Operation Report – Coinsquare Capital Markets Ltd.
Marchés, OAR et agences de compensation
25-307 -
IRP Title
Recognition of New Self-Regulatory Organization of Canada
Instruments, règles et politiques
