Notice of Proposed Change and Request for Comment – Change to Instinet Canada Cross Trading System – Instinet Canada Cross Limited (ICX)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Material Amendments to CDS External Procedures – Participant Fund Administered by CDS for the New York Link Service – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments Relating to Futures Segregation and Portability Customer Protection Regime – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
81-335 -
IRP Title
Investment Fund Settlement Cycles
Instruments, règles et politiques
Notice of Approval/Implementation - Amendments to the IIROC Rules and Form 1 relating to the futures segregation and portability customer protection regime
Marchés, OAR et agences de compensation
81-337 -
IRP Title
Targeted Continuous Disclosure Review and Guidance for Independent Review Committees for Investment Funds
Instruments, règles et politiques
25-311 -
IRP Title
2023 Annual Activities Report on the Oversight of Canadian Investment Regulatory Organization and Canadian Investment Protection Fund
Instruments, règles et politiques
Rapport d’inspection de l’Organisme canadien de réglementation des investissements
Marchés, OAR et agences de compensation
Notice of Commission Approval - Proposed Amendments to the Rules, Operations Manual and Risk Manual of the CDCC Regarding Reference Rate Fallback Procedures - Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice – Consolidation of ATS Protocol Orders
Marchés, OAR et agences de compensation
Notice of Cessation of ATS Business – Equilend Canada Corp.
Marchés, OAR et agences de compensation
96-305 -
IRP Title
Derivatives Data Reporting Guidance For CDOR Transition
Instruments, règles et politiques
Notice and Request for Comment - Application for Exemption from Recognition as Exchange - 360 Trading Networks UK Limited
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments to Facilitate the Investment Industry’s Move to T+1 Settlement – New Self-Regulatory Organization of Canada (New SRO)
Marchés, OAR et agences de compensation
Toronto Stock Exchange (TSX) – Amendments to the Toronto Stock Exchange Company Manual (April 20, 2023) – Notice of Approval
Marchés, OAR et agences de compensation
Notice of Approval – Amendments to CSE Trading Rule 4 – Odd Lots – Canadian Securities Exchange
Marchés, OAR et agences de compensation
44-502 -
IRP Title
Extension to Ontario Instrument 44-501 Certain Prospectus Requirements for Well-known Seasoned Issuers
Instruments, règles et politiques
Notice of Approval - Amendments to CSE Form 2A Listing Statement – Canadian Securities Exchange
Marchés, OAR et agences de compensation
Memorandum of Understanding Regarding Oversight of the Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Notice of Withdrawal of Proposed Amendments to Lynx ATS – Tradelogiq Markets Inc.
Marchés, OAR et agences de compensation
