Notice of Commission Approval – Amendment to IIROC By-Law No. 1 regarding the Definition of “Marketplace” – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 21-0116 – Notice of Recognizing Regulator Approval of Amendment to IIROC By-Law No. 1 Regarding the Definition of “Marketplace” – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Completion of Staff Review of Initial Operation Report – Bloomberg Tradebook Canada Company
Marchés, OAR et agences de compensation
Description of Initial Operations – Bloomberg Tradebook Canada Company
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to the Rules, Operations Manual, Risk Manual and Default Manual of CDCC Regarding the Implementation of the Secured General Collateral (SGC) Repurchase Transaction – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
51-506 -
IRP Title
Extension in Ontario to CSA Blanket Order 51-930 Exemption from the Director Election Form of Proxy Requirement
Instruments, règles et politiques
91-306 -
IRP Title
Compliance Review Findings for Reporting Counterparties
Instruments, règles et politiques
91-504 and 91-504CP -
IRP Title
[on hold] Over-The-Counter Derivatives
Instruments, règles et politiques
91-505 -
IRP Title
Exemptions from the Options Proficiency Requirement for International Dealers, Advisers and Sub-Advisers (Interim Class Order)
Instruments, règles et politiques
91-703 -
IRP Title
Staff Recommendation on the Reporting of Inter-Affiliate Transactions by End-Users under OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting
Instruments, règles et politiques
93-102 -
IRP Title
Derivatives: Registration
Instruments, règles et politiques
93-301 -
IRP Title
Derivatives Business Conduct Rule - No Overlap with Derivatives Registration Rule Comment Period
Instruments, règles et politiques
94-101 94-101CP -
IRP Title
Mandatory Central Counterparty Clearing of Derivatives
Instruments, règles et politiques
94-102 -
IRP Title
Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
Instruments, règles et politiques
94-303 -
IRP Title
[Withdrawn by OSC Staff, September 1, 2022] Variation, Amendment, or Revocation and Replacement of Blanket Orders Exempting Certain Counterparties from the Requirement to Submit a Mandatory Clearable Derivative for Clearing and Update on Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives
Instruments, règles et politiques
94-304 -
IRP Title
Frequency of the Requirement to Deliver Form 94-102F3 Customer Collateral Report: Regulated Clearing Agency
Instruments, règles et politiques
95-301 -
IRP Title
Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
Instruments, règles et politiques
95-302 -
IRP Title
Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
Instruments, règles et politiques
95-401 -
IRP Title
Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
Instruments, règles et politiques
93-101 -
IRP Title
Derivatives: Business Conduct
Instruments, règles et politiques
