Notice of Commission Approval - Material Amendments to CDS Procedures Relating to CAVALI Link Service
Marchés, OAR et agences de compensation
Technical Amendments to CDS Procedures -- Enhanced Selection Criteria and Inclusion of Withholding Tax on the Settled Transactions Report (000038B) -- Notice of Effective Date
Marchés, OAR et agences de compensation
Technical Amendments to CDS Rules -- Ongoing Documentation Requirements for Dormant Participants -- Notice of Effective Date
Marchés, OAR et agences de compensation
13-511 -
IRP Title
Temporary Exemption from the Late Fee under Section 3.3 of Ontario Securities Commission Rule 13-503 (Commodity Futures Act) Fees for the Late Filing of a Form 33-506F5 to Amend Item 10 of Form 33-506F4, which includes Disclosure Requirements in respect of Certain Outside Activities
Instruments, règles et politiques
Notice of Commission Order – Application for Exemption from Recognition as an Exchange and from the Marketplace Rules – Aegis SEF LLC
Marchés, OAR et agences de compensation
Notice and Request for Comments – Amendments to Trading Rules – Odd Lots - Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice of Housekeeping Rule Amendments – Trading Rule 4 – Odd Lots – Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice of Exemption Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Approval - Amendments to CSE Form 2A Listing Statement – Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice of Commission Approval – Housekeeping Amendments to By-Law No. 1 and the Mutual Fund Dealer Rules of CIRO Regarding the Permanent Name Change of New Self-Regulatory Organization of Canada (New SRO) to CIRO – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to Permit Reduced Margin for Swap Position Partial Offsets Held in Inventory – New Self-Regulatory Organization of Canada (New SRO)
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Proposed Amendments to CDS Fee Schedule – Central Counterparty (CCP) Services Failure to Receive – CDS Clearing and Depository Services Inc. (CDS)
Marchés, OAR et agences de compensation
51-735 -
IRP Title
Corporate Finance Branch 2023 Annual Report
Instruments, règles et politiques
Notice of Commission Approval and Variation of Recognition Order – Application by Aequitas Innovations, Inc. and Neo Exchange, Inc. for Variation of Recognition Order to Reflect a Proposed Amalgamation – Cboe Canada Inc. and Cboe Global Markets, Inc.
Marchés, OAR et agences de compensation
Notice of Approval – Trading Policies Amendments – Neo Exchange Inc.
Marchés, OAR et agences de compensation
Request for Comment – Rule Consolidation Project – Phase 1 – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Notice of Material Rule Submission – Proposed Amendments to the Rules, Operations Manual and Risk Manual of the CDCC Regarding Reference Rate Fallback Procedures – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice – Housekeeping Rule Amendments to the TSX Company Manual – Toronto Stock Exchange
Marchés, OAR et agences de compensation
Notice of Cessation of ATS Business – TriAct Canada Marketplace LP (operating as MATCHNow)
Marchés, OAR et agences de compensation
Notice of Commission Order - Application for Exemption from Recognition as an Exchange and from the Marketplace Rules - SpectrAxe, LLC
Marchés, OAR et agences de compensation
