25-314 -
IRP Title
Proposed approach to oversight and refinements to the proposed binding authority framework for an identified ombudservice
Instruments, règles et politiques
Notice of Commission Deemed Approval – Housekeeping Amendments to UMIR – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Notice and Request for Comment – Application for Exemption from Recognition as an Exchange – GLMX Technologies LLC
Marchés, OAR et agences de compensation
51-366 -
IRP Title
Regulatory Concerns with Certain Asset or Business Acquisitions
Instruments, règles et politiques
Notice of Commission Approval – Amendments Respecting Enhanced Cost Reporting – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Request for Comment – Modernization of Requirements for Account Transfers and Bulk Account Movements – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
81-510 -
IRP Title
Dealer Rebates of Trailing Commissions
Instruments, règles et politiques
Notice of Commission Order – Application for Variation to Trade in Security-Based Swaps and for Exemption from the Marketplace Rules – GFI Swaps Exchange LLC, ICE Swap Trade, LLC, tpSEF Inc. and TW SEF LLC
Marchés, OAR et agences de compensation
Request for Comments – Proposed Public Interest Rule Amendment to the Cboe Canada Trading Policies – Primary Peg – Cboe Canada Inc.
Marchés, OAR et agences de compensation
Notice – Proposed Changes and Request for Comment re CXD Conditional and PureStream Orders – Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice – Proposed Changes and Request for Comment re Interaction of M-ELO and Mid-Peg Orders – Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Rapport d’inspection de l’Organisme canadien de réglementation des investissements
Marchés, OAR et agences de compensation
Notice and Request for Comments – Proposed Amendments – TSX Inc.
Marchés, OAR et agences de compensation
