MFDA Notice – Housekeeping Amendments to MFDA Rule 1.2.4 (Currency of Courses) – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to MFDA Rule 3.2 and MFDA Financial Questionnaire and Report – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Summary of Public Comments – Proposed Amendments to MFDA Rule 3.2 and MFDA Financial Questionnaire and Report and Response of the MFDA – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Calculation of Risk Adjusted Capital (Rule 3.2.2, 3.2.5 and Form 1) – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
MFDA Notice and Request for Comments – Hearing Panels (Section 19.9 of By-law No.1) – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
IIROC Rules Notice – Request for Comments – UMIR – Provisions Respecting Implementation of the Order Protection Rule – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Application - Proposed Acquisition of TMX Group, Alpha and CDS by Maple Group Acquisition Corporation - TMX Group Inc.
Marchés, OAR et agences de compensation
Notice and Request for Comment - Maple Group Acquisition Corporation - TMX Group Inc.
Marchés, OAR et agences de compensation
Agenda and Schedule of Presenters - OSC Policy Hearing on the Maple Group Acquisition Corporation Application to Acquire TMX Group Inc. et al.
Marchés, OAR et agences de compensation
Maple Hearing Transcript: Opening Remarks
Howard Wetston, Chair, OSC
Marchés, OAR et agences de compensation
Maple Hearing Transcript: 9:30 a.m. - 12:45 p.m.
Marchés, OAR et agences de compensation
Maple Hearing Transcript: 1:30 p.m. - 5:30 p.m.
Marchés, OAR et agences de compensation
Maple Hearing Transcript: 9:30 a.m. - 12:00 p.m.
Marchés, OAR et agences de compensation
Maple Hearing Transcript: 1:00 p.m. - 3:15 p.m.
Marchés, OAR et agences de compensation
Notice of Commission Order - Application for Exemptive Relief - 360 Treasury Systems AG MTF
Marchés, OAR et agences de compensation
Notice and Request for Comment - Application for Exemption from Recognition as an Exchange - 360 Treasury Systems AG MTF
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as an Exchange - 360 Treasury Systems AG MTF
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as an Exchange - 360 Trading Networks Inc.
Marchés, OAR et agences de compensation
Draft Exemption Order - 360 Trading Networks Inc.
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as an Exchange - BGC Derivatives Markets, L.P.
Marchés, OAR et agences de compensation
