Text of Policies under the Universal Market Integrity Rules
Marchés, OAR et agences de compensation
Notice of Minister of Finance Approval Memorandum of Understanding regarding the oversight of Market Regulation Services Inc.
Marchés, OAR et agences de compensation
MOU between OSC, BCSC, ASC, CVMQ and MSC
Marchés, OAR et agences de compensation
IIROC Notice 14-0214 – Client Relationship Model – Phase 2 Performance reporting and fee / charge disclosure amendments to Dealer Member Rule 200 and to Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Proposed Continuance Under Canada Not-For-Profit Corporations Act – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 13-0261 – Administrative Notice – Request for Comments: Proposed Continuance under Not-for-profit Corporations Act – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval - Provisions Respecting Manipulative and Deceptive Activities
Marchés, OAR et agences de compensation
Notice of Amendment Approval - Provisions Respecting Manipulative and Deceptive Activities
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendment to IDA By-law 11, District Councils and Meetings
Marchés, OAR et agences de compensation
Notice of Commission Approval - IDA Policy 8 - Reporting and Record-Keeping Requirements
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendments to IDA By-law 8 - Resignations, Amalgamations
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendments to IDA Regulation 100.4C - Captial and Margin Requirements for an Offset Involving Canadian Bank Acceptances and Three-Month Canadian Bank Acceptance Futures Contract
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendments to IDA By-Law 28 - Discretionary Trust Fund
Marchés, OAR et agences de compensation
Nottice of Commission Approval - Amendments to IDA Regulation 400.1, Mail Insurance
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendments to IDA By-law No. 15 Regarding the Provision of Financial Assistance by the IDA to Securities Industry Organizations and Securities Regulatory Organizations
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendment to IDA By-Law 7.1 - Proficiency Requirements for Industry and Non-Industry Shareholders
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendment to IDA Policy No. 5 - Code of Conduct for IDA Member Firms Trading in Domestic Debt Markets
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendments to By-Law 29.27 - Supervision and Compliance
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendment to IDA Regulation 100.2(f)(i) - Margin Requirements for Listed Securities
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendment to IDA By-Law No. 3 - Entrance, Annual and Other Fees
Marchés, OAR et agences de compensation
