Recognition Order of the IDA as an SRO pursuant to section 15 [now 16] of the Commodity Futures Act (Ontario)
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Request for Comments and Recognition Criteria - Investment Dealers Association (IDA)
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OSC Notice Regarding Proposed Structure of Trading Facilities for a New Exchange Proposed to be Established by Aequitas Innovations Inc.
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Notice of Proposed Change and Request for Comment – Change to the MATCHNow Trading System – TriAct Canada Marketplace LP
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Notice of Withdrawal – Proposed Amendments Respecting the Minor Contravention Program – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 21-0059 – Withdrawal of the Proposed Amendments to adopt the Minor Contravention Program – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Request for Comment – Material Amendments to CDS Risk Procedures Related to Post-Trade Modernization Project – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Request for Comment – Proposed Amendments to the Risk Manual of CDCC with Respect to the Initial Margin Model for Bond Derivatives – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Commission Deemed Approval – Housekeeping Amendments to DMR and IIROC Rules As Related to IIROC Notices 19-0071 and 19-0101 – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice - 21-0124 - Housekeeping Amendments to DMR and IIROC Rules As Related to IIROC Notices 19-0071 and 19-0101
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Notice and Request for Comments – Proposed Amendments – TSX Inc.
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Notice - Material Amendments to CDS Rules Related to Tiered Participation Information Sharing - CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Amendment to IIROC By-Law No. 1 regarding the Definition of “Marketplace” – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 21-0116 – Notice of Recognizing Regulator Approval of Amendment to IIROC By-Law No. 1 Regarding the Definition of “Marketplace” – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comments - Proposed Amendment to the Listing Manual - Neo Exchange Inc.
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Notice of Withdrawal of Proposed Significant Changes - Nasdaq CXC Limited
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Oversight Review Report of the Investment Industry Regulatory Organization of Canada (IIROC)
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Applications for Exemptive Relief – Notice of Commission Orders - Bloomberg Trading Facility Limited and Bloomberg Trading Facility B.V.
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Notice of Commission Approval – Proposed Amendments to CDS Fee Schedule – New York Link/DTC Direct Link Services – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Amendments to MFDA Policy No. 9 Continuing Education (CE) Requirements – Mutual Fund Dealers Association of Canada (MFDA)
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