Application for Variation of Exemption Order – CME Amsterdam B.V.
Marchés, OAR et agences de compensation
Draft Variation Order – CME Amsterdam B.V.
Marchés, OAR et agences de compensation
Staff Notice and Request for Comment – Application for Exemption From Recognition as an Exchange – BrokerTec Europe Limited
Marchés, OAR et agences de compensation
Draft Order - Exemption From Recognition as an Exchange – BrokerTec Europe Limited
Marchés, OAR et agences de compensation
Application for Exemption From Recognition as an Exchange – BrokerTec Europe Limited
Marchés, OAR et agences de compensation
96-303 -
IRP Title
Derivatives Data Reporting Transition Guidance
Instruments, règles et politiques
Notice of Withdrawal of Proposed Amendment to Trading Fees - Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice of Approval - System Functionality - Second Trading Book- CSE2 - Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice of Commission Approval – New MFDA Policy No. 11 – Proficiency Standards for the Sale of Alternative Mutual Funds – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Order – Approval of the MFDA Application Regarding the MFDA Discretionary Fund – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Approval - Introduction of PureStream on the CXD Trading Book - Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments to Permit Reduced Margin for Swap Position Partial Offsets Held in Inventory – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Exemptive Relief – LedgerEdge Limited
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to MFDA Rules 2.3.2, 2.3.3 and 5.1 regarding Limited Trading Authorization and Record-Keeping Requirements – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Deemed Approval – Housekeeping Amendments to IIROC Rules and Form 1 Relating to London Bullion Market Association (LBMA) Memberships – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to MFDA Rule 1.1.2 (Compliance by Approved Persons) – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Proposed Change and Request for Comment – Change to the MATCHNow Trading System – TriAct Canada Marketplace LP
Marchés, OAR et agences de compensation
Notice and Request for Comment – Application by Bloomberg Tradebook Singapore Pte Ltd for Exemption from Recognition as an Exchange; and – Notice of Proposed Change and Request for Comment for Bloomberg Tradebook Canada Company
Marchés, OAR et agences de compensation
25-308 -
IRP Title
Approval and Acceptance of Canadian Investor Protection Fund
Instruments, règles et politiques
Notice of Commission Order – Approval of Application regarding the IIROC Restricted Fund – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
