OSC Staff Notice of Request for Comment – Proposed Amendments to the Risk Manual of the CDCC Regarding the Base Initial Margin Model Used to Calibrate Margin Relief for Exchange Traded Derivatives – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
13-510 -
IRP Title
Temporary Exemption from the Late Fee under Subsection 6.4(1) of Ontario Securities Commission Rule 13-502 Fees for the Late Filing of a Form 33-109F5 to Amend Item 10 of Form 33-109F4, which includes Disclosure Requirements in respect of Certain Outside Activities
Instruments, règles et politiques
13-511 -
IRP Title
Temporary Exemption from the Late Fee under Section 3.3 of Ontario Securities Commission Rule 13-503 (Commodity Futures Act) Fees for the Late Filing of a Form 33-506F5 to Amend Item 10 of Form 33-506F4, which includes Disclosure Requirements in respect of Certain Outside Activities
Instruments, règles et politiques
Notice of Commission Order – Application for Exemption from Recognition as an Exchange and from the Marketplace Rules – Aegis SEF LLC
Marchés, OAR et agences de compensation
Notice and Request for Comments – Amendments to Trading Rules – Odd Lots - Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice of Housekeeping Rule Amendments – Trading Rule 4 – Odd Lots – Canadian Securities Exchange
Marchés, OAR et agences de compensation
21-332 -
IRP Title
Crypto Asset Trading Platforms: Pre-Registration Undertakings – Changes to Enhance Canadian Investor Protection
Instruments, règles et politiques
25-309 -
IRP Title
Matters Relating to Cessation of CDOR and Expected Cessation of Bankers’ Acceptances
Instruments, règles et politiques
Notice of Approval and Summary of Comments – Amendments to CSE Listing Policies – Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to Rules, Operations Manual, Risk Manual and Default Manual of the CDCC to Introduce the Gross Client Margin (GCM) Model – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to the Rules of the CDCC to Modify the Final Settlement Price of the One-Month CORRA Futures (COA) – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Approval – Proposed Introduction of Two Classes of Conditional Order Types and Matching Functionality to the Instinet Canada Cross Trading System – Instinet Canada Cross Limited (ICX)
Marchés, OAR et agences de compensation
Notice of Proposed Change and Request for Comment – Proposed Fee Model for TSX and TSXV Listed Securities Trading on the CSE – Canadian Securities Exchange
Marchés, OAR et agences de compensation
Application on behalf of Carta Capital Markets, LLC for exemptive relief under the Passport System – Osler, Hoskin & Harcourt LLP – Carta Capital Markets, LLC
Marchés, OAR et agences de compensation
Request for Comment – Proposed New MFDA Policy No. 11 – Proficiency Standards for the Sale of Alternative Mutual Funds – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
13-508 -
IRP Title
Extension of Moratorium on Outside Activities Late Filing Fees
Instruments, règles et politiques
13-509 -
IRP Title
Extension of Moratorium on Outside Activities Late Filing Fees (Commodity Futures Act)
Instruments, règles et politiques
Notice of Housekeeping Rule Amendments – TSX Company Manual – Toronto Stock Exchange (TSX Inc.)
Marchés, OAR et agences de compensation
33-753 -
IRP Title
OSC Consultation on Tied Selling and other Anti-Competitive Practices in the Capital Markets
Instruments, règles et politiques
Notice of Housekeeping Rule Amendments – Housekeeping Amendments to the Toronto Stock Exchange Rule Book – TSX Inc.
Marchés, OAR et agences de compensation
