Notice of Approval – Proposed Change to the MATCHNow Trading System – TriAct Canada Marketplace LP
Marchés, OAR et agences de compensation
11-344 -
IRP Title
Notice of Local Amendments in Certain Jurisdictions
Instruments, règles et politiques
Notice of Commission Variation Order – Variation of the Recognition Order of Nasdaq CXC Limited and Ensoleillement Inc.
Marchés, OAR et agences de compensation
Notice and Request for Comments – Public Interest Rule Amendments – CSE Policies and Related Forms – Canadian Securities Exchange
Marchés, OAR et agences de compensation
Canadian Securities Exchange - Public Interest Rule Amendment - CSE Policies - Notice and Request for Comments
Marchés, OAR et agences de compensation
Notice and Request for Comment – Application for an Exemption from the Marketplace Rules – Carta Capital Markets, LLC
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Proposed Additional Amendments to the Rules, Operations Manual, Risk Manual and Default Manual of the CDCC on the Gross Client Margin (GCM) Model Initiative – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Approval – Conditional Order Facility – TSX Inc.
Marchés, OAR et agences de compensation
44-501 -
IRP Title
Exemption from Certain Prospectus Requirements for Well-known Seasoned Issuers (Interim Class Order)
Instruments, règles et politiques
Oversight Review Report of the Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Applications for Exemptive Relief – Notice of Commission Orders - Bloomberg Trading Facility Limited and Bloomberg Trading Facility B.V.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to CDS Fee Schedule – New York Link/DTC Direct Link Services – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to MFDA Policy No. 9 Continuing Education (CE) Requirements – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
MFDA Summary of Public Comments Respecting MFDA Policy No. 9 Continuing Education (“CE”) Requirements
Marchés, OAR et agences de compensation
Blacklined Copy - Proposed New MFDA Rules 1.2 (Definitions) and 1.2.6 (Continuing Education)
Marchés, OAR et agences de compensation
Notice of Proposed Change and Request for Comment – Change to the MATCHNow Trading System – TriAct Canada Marketplace LP
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to Form 1 and Corollary Amendments to the IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice - Amendments to Form 1 and corollary amendments to the IIROC Rules
Marchés, OAR et agences de compensation
Request for Comments - Proposed Public Interest Rule Amendment to the Trading Policies - Neo Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Withdrawal - Imbalance Only Order for Closing Call - Neo Exchange Inc
Marchés, OAR et agences de compensation
