le 10 août 2023 Type of Memorandum Protocoles Dentente Internationaux Notice of Coming into Effect of Memorandum of Understanding Between the Ontario Securities Commission, the Autorité des marchés financiers, Autorité de Contrôle Prudentiel et de Résolution and Banque de France Related to the Supervision and Oversight of LCH SA Memorandum of understanding
51-364 - IRP Title Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2022 and March 31, 2021 Instruments, règles et politiques
13-508 - IRP Title Extension of Moratorium on Outside Activities Late Filing Fees Instruments, règles et politiques
13-509 - IRP Title Extension of Moratorium on Outside Activities Late Filing Fees (Commodity Futures Act) Instruments, règles et politiques
le 13 janvier 2022 Type of Memorandum Protocoles Dentente Nationaux Notice of Ministerial Approval of the Memorandum of Understanding Respecting the Resolution of Certain Clearing and Settlement Systems Memorandum of understanding
le 13 janvier 2022 Type of Memorandum Protocoles Dentente Internationaux Memorandum of Understanding - European Securities and Markets Authority, Autorité des marchés financiers, and Ontario Securities Commission Memorandum of understanding
13-510 - IRP Title Temporary Exemption from the Late Fee under Subsection 6.4(1) of Ontario Securities Commission Rule 13-502 Fees for the Late Filing of a Form 33-109F5 to Amend Item 10 of Form 33-109F4, which includes Disclosure Requirements in respect of Certain Outside Activities Instruments, règles et politiques
13-511 - IRP Title Temporary Exemption from the Late Fee under Section 3.3 of Ontario Securities Commission Rule 13-503 (Commodity Futures Act) Fees for the Late Filing of a Form 33-506F5 to Amend Item 10 of Form 33-506F4, which includes Disclosure Requirements in respect of Certain Outside Activities Instruments, règles et politiques
21-332 - IRP Title Crypto Asset Trading Platforms: Pre-Registration Undertakings – Changes to Enhance Canadian Investor Protection Instruments, règles et politiques
25-309 - IRP Title Matters Relating to Cessation of CDOR and Expected Cessation of Bankers’ Acceptances Instruments, règles et politiques
le 6 avril 2023 Type of Memorandum Protocoles Dentente Internationaux Notice of Memorandum of Understanding Concerning Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Clearing Agencies Operating as Central Counterparties in Ontario and Taiwan Memorandum of understanding
le 12 mai 2022 Type of Memorandum Protocoles Dentente Nationaux Notice of Memorandum of Understanding for the Confidentiality of Information among the Members of the Heads of Regulatory Agencies Committee Memorandum of understanding
le 17 mars 2022 Type of Memorandum Protocoles Dentente Internationaux Notice of Coming into Effect of Amended and Restated Memorandum of Understanding between the European Securities and Markets Authority, the Ontario Securities Commission, and the Autorité des marchés financiers of Québec; related to Central Counterparties Established in Ontario and Québec – Canada Memorandum of understanding
81-508 - IRP Title Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers Instruments, règles et politiques
33-508 - IRP Title Extension to Ontario Instrument 33-507 Exemption from Underwriting Conflict Disclosure Requirements Instruments, règles et politiques
25-307 - IRP Title Recognition of New Self-Regulatory Organization of Canada Instruments, règles et politiques
81-337 - IRP Title Targeted Continuous Disclosure Review and Guidance for Independent Review Committees for Investment Funds Instruments, règles et politiques
25-311 - IRP Title 2023 Annual Activities Report on the Oversight of Canadian Investment Regulatory Organization and Canadian Investment Protection Fund Instruments, règles et politiques
