Request for Comment – Proposed Amendments to Continuing Education Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Request for Comment – Application to Vary Recognition Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Variation Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
IIROC Notice 18-0019 – Proposed Amendments to Continuing Education Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Variation of Recognition Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
IIROC Notice 19-0117 – Proposed Amendments to Continuing Education Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
LCH SA Application for Exemption from Recognition as a Clearing Agency – LCH SA
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Exemptive Relief – LME Clear Limited
Marchés, OAR et agences de compensation
OSC Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – LME Clear Ltd.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Variation and Restatement of Recognition Order – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
OSC Notice and Request for Comment Regarding Applications for Exemption from Recognition as an Exchange by 360 Trading Networks Inc. et al.
Marchés, OAR et agences de compensation
Assignment of Powers and Duties of the Director to IIROC – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Revocation, Assignment, and Approval – Assignment of Powers and Duties to Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Order: Application for Interim Exemption Order
Marchés, OAR et agences de compensation
Notice of Commission Order - Application for Exemptive Relief - 360 Trading Networks Inc., et al.
Marchés, OAR et agences de compensation
OSC Notice and Request for Comment Regarding Applications for Exemption from Recognition as an Exchange by 360 Trading Networks Inc. et al.
Marchés, OAR et agences de compensation
Notice of Approval – Recognition of the Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Order
Marchés, OAR et agences de compensation
Order
Marchés, OAR et agences de compensation
Schedule A.1 to IIROC Transition Rule No. 1 – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation