Notice of Commission Approval - Proposed Amendments to IDA Regulation 200.1(h) Regarding Confirmations for Managed Account Transactions
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendments to IDA By-law No. 7 Regarding Partners, Directors and Officers
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendment to IDA By-law 1 - Definition of "Approved Person" Added
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendments to IDA By-law 3 - Entrance, Annual and Other Fees
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendment to IDA Policy 6, Part III - Continuing Education Program
Marchés, OAR et agences de compensation
Notice of Commission Approval - Proposed Amendments to IDA Regulation 1300 Regarding Managed Accounts
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Notice of Commission Approval - Amendment to IDA Regulation 100 - Capital and Margin Requirements for Capital Trust Securities
Marchés, OAR et agences de compensation
Notice of Commission Approval - IDA Policy 11 Analyst Standards
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Notice of Commission Approval - Amendments to the IDA By-laws 1 and 7 and to Policy 6, Parts I and II Regarding Proficiency Requirements for Chief Financial Officers ("CFOs")
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendments to IDA Regulation 100 - Positions in and Offsets Involving Exchange Traded Derivatives
Marchés, OAR et agences de compensation
Request for Comments - Proposed Policy No. 11 Analyst Standards
Marchés, OAR et agences de compensation
Notice of Commission Approval - Amendments to IDA By-law No. 3 - Regarding Entrance, Annual and Other Fees
Marchés, OAR et agences de compensation
Request for Comments - Amendments to IDA Policy No. 4 Regarding Minimum Standards for Institutional Account Opening, Operation and Supervision
Marchés, OAR et agences de compensation
Request for Comments - Amendments to IDA Amendments to Regulations 100.4C and 100.4K Regarding Offset Positions in Canadian Debt Securities and Related Futures Contracts
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IDA Amendments to Schedule 12 of Form 1 Relating to the Margin on Commodity Concentrations and Deposits
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Notice of Commission Approval - IDA Proposed Amendments to By-law 40, Regarding Individual Approvals, Notifications and Related Fees and National Registration Database
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Notice of Commission Approval - IDA Proposed By-law No. 17.19 - Business Continuity Plan Requirement
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Notice of Commission Approval - IDA Amendments to the General Notes and Definitions of Form 1 Relating to Foreign Pension Funds as Acceptable Institutions and Acceptable Counterparties
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IDA Proposed Amendments to Policy No. 11 - Research Restrictions and Disclosure Requirements - Notice of Commission Approval
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Notice of Withdrawal of By-Law - IDA Policy No. 4, Minimum Standards for Institutional Accounts
Marchés, OAR et agences de compensation
