Notice of Approval – Application to Vary the Recognition and Designation Order of CDS Ltd. – Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
Application – Restructuring of CDS – Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
Amendment to Recognition and Designation Order – ss. 21.2(1) and s. 144 of the Act and Part VI of the OBCA – Canadian Depository for Securities Ltd. and CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice and Request for Comment – Application to Vary the Recognition and Designation Order of the CDS as a Clearing Agency – Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
Notice of Commission Order – Application to Vary Recognition Order – Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
Notice of Commission Approval: Application to Vary the Recognition and Designation of The Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
Notice of Commission Approval – Application to Vary Recognition and Designation – Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
Notice – Application to vary Recognition and Designation – Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
IIROC Notice 19-0101 – Amendments to Provisions Respecting Order Execution Only Service Eligibility and Adviser Identifiers – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice and Request for Comment – Application to vary the Recognition and Designation of the CDS as a Clearing Agency – Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
Request for Comment – Minor Contravention Program and Early Resolution Offers – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Criteria for the Recognition of Clearing Agencies under section 21.2 of the Securities Act – Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
Recognition and Designation Order – ss. 21.2(1) and s. 144 of the Act and Part VI of the OBCA – Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
IIROC Notice 18-0154 – Amendments Respecting the Reporting of Certain Trades to Acceptable Foreign Trade Reporting Facilities – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments to Dealer Member Rules and Form 1 Regarding the Securities Concentration Test and Designated Rating Organizations – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 19-0157 – Proposed Amendments Respecting Non-Clients – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Proposed Amendments to MFDA Rules 2.2.5 (Relationship Disclosure), 2.4.4 (Transaction Fees or Charges) and 5.4.2 (Trade Confirmations – Automatic Payment Plans) – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Proposed Amendments to MFDA Rules 2.2.5 (Relationship Disclosure), 2.4.4 (Transaction Fees or Charges) and 5.4.2 (Trade Confirmations - Automatic Payment Plans) – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to Section 1 (Definitions) of MFDA By-law No. 1, MFDA Rule 2.5.5 (Branch Manager) and MFDA Policy No. 2 Regarding Minimum Standards for Account Supervision – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Proposed Amendments to MFDA By-Law No. 1 – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
