CSA Notice of Consultation – Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives
Documents d'Instruments, règles et politiques
Request for Comment – Proposed Amendments Respecting Mandatory Close-Out Requirements – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Notice of Housekeeping Rule Amendments – Housekeeping Amendments to CSE Listing Policy & Procedures – Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to the Default Manual of the CDCC Regarding the Corporation’s Default Risk Capital Amount Available During a Default Management Process – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
OSC Staff Notice 11-742 (Revised) – Securities Advisory Committee
Documents d'Instruments, règles et politiques
Notice of General Order – Ontario Instrument 13-512 Temporary Exemption from the Requirement to Transmit a Report of Exempt Distribution through SEDAR+ in connection with Distributions of Eligible Foreign Securities to Permitted Clients (Interim Class Order)
Documents d'Instruments, règles et politiques
Ontario Instrument 13-512 Temporary Exemption from the Requirement to Transmit a Report of Exempt Distribution through SEDAR+ in connection with Distributions of Eligible Foreign Securities to Permitted Clients (Interim Class Order)
Documents d'Instruments, règles et politiques
Unofficial consolidation: Companion Policy 41-101CP - General Prospectus Requirements
Documents d'Instruments, règles et politiques
Application for Exemption from Recognition as a Clearing Agency
Marchés, OAR et agences de compensation
OSC Staff Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – Independent Electricity System Operator (IESO)
Marchés, OAR et agences de compensation
OSC Staff Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – Euroclear Bank SA/NV
Marchés, OAR et agences de compensation
Unofficial Consolidation: National Instrument 41-101 General Prospectus Requirements
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 41-101F2 - Information Required in an Investment Funds Prospectus
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 41-101F4 - Information Required in an ETF Facts Document
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 41-101 - General Prospectus Requirements
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Companion Policy 41-101CP - General Prospectus Requirements
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Companion Policy 93-101 Derivatives: Business Conduct
Documents d'Instruments, règles et politiques
Notice of Technical/Housekeeping Rule Submission – Proposed Amendments to the CDCC Rules and Risk Manual Related to the Introduction of Options on Canadian Depositary Receipts – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments to UMIR Respecting Contingent Derivative Orders – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
IIROC Notice 14-0047 – Rules Notice – Notice of Withdrawal – Revisions to the Definition of Securities Related Activities – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
