Frequently Asked Questions about Ontario Instrument 32-508 Not-for-profit Angel Investor Group Registration Exemption (Interim Class Order)
Documents d'Instruments, règles et politiques
Frequently Asked Questions about Ontario Instrument 32-508 Not-for-profit Angel Investor Group Registration Exemption (Interim Class Order)
Documents d'Instruments, règles et politiques
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 23-101 Trading Rules and Proposed Changes to Companion Policy 23-101 Trading Rules
Documents d'Instruments, règles et politiques
OSC Notice of Publication – OSC Rule 11-502 Distribution of Amounts Received by the OSC under Disgorgement Orders and Payment of Related Administrative Costs; Companion Policy 11-502 Distribution of Amounts Received by the OSC under Disgorgement Orders and Payment of Related Administrative Costs; OSC Rule 11-503 (Commodity Futures Act) Distribution of Amounts Received by the OSC under Disgorgement Orders and Payment of Related Administrative Costs; Companion Policy 11-503 (Commodity Futures Act) Distribution of Amounts Received by the OSC under Disgorgement Orders and Payment of Related Administrative Costs – Modernize the Process to Distribute Disgorged Amounts to Harmed Investors
Documents d'Instruments, règles et politiques
Proposed OSC Rule 11-502 Distribution of Amounts Paid to the OSC under Disgorgement Orders; Proposed Companion Policy 11-502 Distribution of Amounts Paid to the OSC under Disgorgement Orders; Proposed OSC Rule 11-503 (Commodity Futures Act) Distribution of Amounts Paid to the OSC under Disgorgement Orders; Proposed Companion Policy 11-503 (Commodity Futures Act) Distribution of Amounts Paid to the OSC under Disgorgement Orders – Modernize the Process to Distribute Disgorged Amounts to Harmed Investors
Documents d'Instruments, règles et politiques
Notice of Commission Deemed Approval – Housekeeping Amendments to UMIR – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Notice and Request for Comment – Application for Exemption from Recognition as an Exchange – GLMX Technologies LLC
Marchés, OAR et agences de compensation
CSA Staff Notice 51-366 Regulatory Concerns with Certain Asset or Business Acquisitions
Documents d'Instruments, règles et politiques
Notice of Commission Approval – Amendments Respecting Enhanced Cost Reporting – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
CSA Staff Notice 23-334 – Proposed Amendments to National Instrument 23-101 Trading Rules and Proposed Changes to Companion Policy 23-101 Trading Rules
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of Amendments to National Instrument 81-102 Investment Funds
Documents d'Instruments, règles et politiques
Request for Comment – Modernization of Requirements for Account Transfers and Bulk Account Movements – Canadian Investment Regulatory Organization (CIRO)
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Variation to Trade in Security-Based Swaps and for Exemption from the Marketplace Rules – GFI Swaps Exchange LLC, ICE Swap Trade, LLC, tpSEF Inc. and TW SEF LLC
Marchés, OAR et agences de compensation
Request for Comments – Proposed Public Interest Rule Amendment to the Cboe Canada Trading Policies – Primary Peg – Cboe Canada Inc.
Marchés, OAR et agences de compensation
CSA Notice of Publication – Amendments and Changes to Certain National Instruments and Policies related to the Senior Tier of the Canadian Securities Exchange, the Cboe Canada Inc. and AQSE Growth Market Name Changes, and Majority Voting Form of Proxy Requirements
Documents d'Instruments, règles et politiques
Notice – Proposed Changes and Request for Comment re CXD Conditional and PureStream Orders – Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice – Proposed Changes and Request for Comment re Interaction of M-ELO and Mid-Peg Orders – Nasdaq CXC Limited
Marchés, OAR et agences de compensation
OSC Rule 81-510 Dealer Rebates of Trailing Commissions
Documents d'Instruments, règles et politiques
Rapport d’inspection de l’Organisme canadien de réglementation des investissements
Marchés, OAR et agences de compensation
CSA Notice and Request for Comment – Proposed Repeal and Replacement of National Instrument 43-101 Standards of Disclosure for Mineral Projects
Documents d'Instruments, règles et politiques
