Avis 11-798 de la CVMO – Énoncé des priorités – Demande de commentaires concernant l’Énoncé des priorités de la CVMO pour l’exercice financier 2024-2025
Documents d'Instruments, règles et politiques
CSA Notice and Request for Comment – Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Proposed Changes to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations
Documents d'Instruments, règles et politiques
CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2024
Documents d'Instruments, règles et politiques
Notice of Coming into Force of OSC Rule 81-509 Extension to Ontario Instrument 81-508 Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers
Documents d'Instruments, règles et politiques
Ontario Securities Commission Staff Notice 51-735 – Corporate Finance Branch 2023 Annual Report
Documents d'Instruments, règles et politiques
OSC Rule 81-509 Extension to Ontario Instrument 81-508 Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of the Repeal of National Instrument 81-104 Alternative Mutual Funds
Documents d'Instruments, règles et politiques
CSA Notice – Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement and Changes to Companion Policy 24-101 Institutional Trade Matching and Settlement
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of Multilateral Instrument 93-101 Derivatives: Business Conduct and Companion Policy 93-101 Derivatives: Business Conduct
Documents d'Instruments, règles et politiques
Multilateral Instrument 93-101 Derivatives: Business Conduct
Documents d'Instruments, règles et politiques
Companion Policy 93-101 Derivatives: Business Conduct
Documents d'Instruments, règles et politiques
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, National Instrument 81-102 Investment Funds, National Instrument 81-106 Investment Fund Continuous Disclosure, National Instrument 81-107 Independent Review Committee for Investment Funds; and Related Proposed Consequential Amendments and Changes; Modernization of the Continuous Disclosure Regime for Investment Funds
Documents d'Instruments, règles et politiques
CSA Staff Notice of Approval 25-308 - Approval and Acceptance of Canadian Investor Protection Fund - Appendix B – Memorandum of Understanding among the Regulators regarding oversight of CIPF
Documents d'Instruments, règles et politiques
Amendments to National Instrument 45-106 Prospectus Exemptions
Documents d'Instruments, règles et politiques
Changes to Companion Policy 45-106CP Prospectus Exemptions
Documents d'Instruments, règles et politiques
Amendments to National Instrument 13-101 System for Electronic Document Analysis and Retrieval (SEDAR)
Documents d'Instruments, règles et politiques
Amendments to National Instrument 45-102 Resale of Securities
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 11-501 Electronic Delivery of Documents to the Ontario Securities Commission
Documents d'Instruments, règles et politiques
