le 19 janvier 2017 Unofficial Consolidation National Instrument Unofficial consolidation of National Instrument 45-106 and its Companion Policy (effective October 5, 2016) Documents d'Instruments, règles et politiques
le 17 novembre 2016 Unofficial Consolidation National Instrument Unofficial consolidation of National Instrument 45-106 Prospectus Exemptions and its Companion Policy (effective July 29, 2016) Documents d'Instruments, règles et politiques
le 19 juin 2025 CSA Notice Request for Comment CSA Consultation Paper 81-409 – Enhancing Exchange-Traded Fund Regulation: Proposed Approaches and Discussion Documents d'Instruments, règles et politiques
le 13 septembre 2023 Unofficial Consolidation National Instrument Unofficial Consolidation: National Instrument 45-106 - Prospectus Exemptions Documents d'Instruments, règles et politiques
le 19 juin 2025 Notice of Variation Order OSC Notice Notice of Variation Orders – Ontario Instrument 32-508 Not-for-Profit Angel Investor Group Registration Exemption (Interim Class Order) and Ontario Instrument 32-509 Early-Stage Business Registration Exemption (Interim Class Order) Documents d'Instruments, règles et politiques
le 12 juin 2025 OSC Notice OSC Rule Companion Policy OSC Notice of Publication – OSC Rule 11-502 Distribution of Amounts Received by the OSC under Disgorgement Orders and Payment of Related Administrative Costs; Companion Policy 11-502 Distribution of Amounts Received by the OSC under Disgorgement Orders and Payment of Related Administrative Costs; OSC Rule 11-503 (Commodity Futures Act) Distribution of Amounts Received by the OSC under Disgorgement Orders and Payment of Related Administrative Costs; Companion Policy 11-503 (Commodity Futures Act) Distribution of Amounts Received by the OSC under Disgorgement Orders and Payment of Related Administrative Costs – Modernize the Process to Distribute Disgorged Amounts to Harmed Investors Documents d'Instruments, règles et politiques
le 11 juillet 2024 Request for Comment Proposed OSC Rule Proposed Companion Policy Proposed OSC Rule 11-502 Distribution of Amounts Paid to the OSC under Disgorgement Orders; Proposed Companion Policy 11-502 Distribution of Amounts Paid to the OSC under Disgorgement Orders; Proposed OSC Rule 11-503 (Commodity Futures Act) Distribution of Amounts Paid to the OSC under Disgorgement Orders; Proposed Companion Policy 11-503 (Commodity Futures Act) Distribution of Amounts Paid to the OSC under Disgorgement Orders – Modernize the Process to Distribute Disgorged Amounts to Harmed Investors Documents d'Instruments, règles et politiques
le 28 novembre 2024 CSA Notice Request for Comment Amendments to National Instrument Changes to Companion Policy CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, National Instrument 81-101 Mutual Fund Prospectus Disclosure, National Instrument 81-102 Investment Funds and National Instrument 81-105 Mutual Fund Sales Practices and Proposed Changes to Companion Policy 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 81-102 Investment Funds and Companion Policy 81-105 Mutual Fund Sales Practices – The Principal Distributor Model Documents d'Instruments, règles et politiques
le 29 mai 2025 OSC Notice OSC Staff Notice 81-738 – Next Steps Following OSC Consultation Paper 81-737 Opportunity to Improve Retail Investor Access to Long-Term Assets through Investment Fund Product Structures Documents d'Instruments, règles et politiques
le 5 juin 2025 Amendments to OSC Rule Request for Comment Notice of Request for Comment – Proposed Amendments to OSC Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions and Proposed Changes to Companion Policy 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions Documents d'Instruments, règles et politiques
le 10 juin 2025 OSC Notice OSC Staff Notice 33-758 - Examination Priorities for the Registration, Inspections and Examinations Division Documents d'Instruments, règles et politiques
le 13 juin 2025 Unofficial Consolidation Companion Policy Companion Policy 11-503 (Commodity Futures Act) - Distribution of Amounts Received by the OSC Under Disgorgement Orders and Payment of Related Administrative Costs Documents d'Instruments, règles et politiques
le 12 juin 2025 Notice of Ministerial Approval OSC Notice Notice of Ministerial Approval of OSC Rule 81-510 Dealer Rebates of Trailing Commissions Documents d'Instruments, règles et politiques
le 12 juin 2025 OSC Rule OSC Rule 81-510 Dealer Rebates of Trailing Commissions Documents d'Instruments, règles et politiques
le 17 juin 2025 Unofficial Consolidation Blanket Order Forms Unofficial consolidation: Ontario Instrument 32-509 Early-Stage Business Registration Exemption (Interim Class Order) Documents d'Instruments, règles et politiques
le 17 juin 2025 Unofficial Consolidation Blanket Order Forms Unofficial Consolidation: Ontario Instrument 32-508 Not-For-Profit Angel Investor Group Registration Exemption (Interim Class Order) Documents d'Instruments, règles et politiques
le 12 juin 2025 Unofficial Consolidation OSC Rule OSC Rule 11-502 - Distribution of Amounts Received by the OSC Under Disgorgement Orders and Payment of Related Administrative Costs Documents d'Instruments, règles et politiques
le 12 juin 2025 Unofficial Consolidation OSC Rule OSC Rule 11-503 (Commodity Futures Act) - Distribution of Amounts Received by the OSC Under Disgorgement Orders And Payment of Related Administrative Costs Documents d'Instruments, règles et politiques
le 9 mai 2024 Other Frequently Asked Questions about Ontario Instrument 32-508 Not-for-profit Angel Investor Group Registration Exemption (Interim Class Order) Documents d'Instruments, règles et politiques
le 30 juin 2025 Other Frequently Asked Questions about Ontario Instrument 32-508 Not-for-profit Angel Investor Group Registration Exemption (Interim Class Order) Documents d'Instruments, règles et politiques
