Memorandum of Understanding Regarding Oversight of the Canadian Investment Regulatory Organization (CIRO)
Memorandum of understanding
Notice of Memorandum of Cooperation Concerning Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Clearing Agencies Operating as Central Counterparties in Ontario and Japan
Memorandum of understanding
Notice of Cross-border Cooperation Agreement among Members of the Options Clearing Corporation Crisis Management Group
Memorandum of understanding
Notice of Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information Between the Ontario Securities Commission and the Canadian Public Accountability Board
Memorandum of understanding
Notice of Information Sharing and Confidentiality Agreement Between Ontario Securities Commission and South Dakota Division of Banking
Memorandum of understanding
Notice of Revocation and Replacement of OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act) Fees and Notice of Rescission and Replacement of Companion Policy 13-502CP Fees and Companion Policy 13-503CP (Commodity Futures Act) Fees
Documents d'Instruments, règles et politiques
Notice of Commission Approval - Revocation and Replacement of OSC Rule 13-502 Fees and Companion Policy 13-502CP Fees and OSC Rule 13-503 (Commodity Futures Act) Fees and Companion Policy 13-503CP (Commodity Futures Act) Fees
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of the Revocation and Replacement of OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act) Fees
Documents d'Instruments, règles et politiques
OSC Rule 13-502 Fees and Companion Policy 13-502CP Fees
Documents d'Instruments, règles et politiques
[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] CSA Notice: 23-304 - Joint CSA/SRO Notice - Status of the Transaction Reporting and Electronic Audit Trail System
Documents d'Instruments, règles et politiques
CSA Notice: CSA Staff Notice - 23-305 - Status of the Transaction Reporting and Electronic Audit Trail System (TREATS)
Documents d'Instruments, règles et politiques
[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] CSA Notice: CSA Staff Notice - 23-306 - Status of the Transaction Reporting and Electronic Audit Trail System (TREATS)
Documents d'Instruments, règles et politiques
CSA Staff Notice: 23-307 - Order Protection Rule - Implementation Milestones
Documents d'Instruments, règles et politiques
CSA/IIROC Joint Staff Notice: 23-308 - Update on Forum to Discuss CSA/IIROC Joint Consultation Paper 23-404 “Dark Pools, Dark Orders and Other Developments in Market Structure in Canada” and Next Steps
Documents d'Instruments, règles et politiques
CSA Staff Notice: 23-309 - Frequently Asked Questions about the Order Protection Rule and Intentionally Locked or Crossed Markets - Part 6 of National Instrument 23-101 and Related Companion Policy
Documents d'Instruments, règles et politiques
Joint CSA/IIROC Staff Notice 23-311 - Regulatory Approach to Dark Liquidity in the Canadian Market
Documents d'Instruments, règles et politiques
Request for Comment: CSA/IIROC Joint Notice 23-312 - Transparency of Short Selling and Failed Trades
Documents d'Instruments, règles et politiques
Notice of Request for Comment: CSA/IIROC Joint Notice 23-312 - Transparency of Short Selling and Failed Trades
Documents d'Instruments, règles et politiques
Multilateral CSA Staff Notice: 23-313 - Blanket Orders Exempting Marketplace Participants From Certain Provisions of National Instrument 23-103 Electronic Trading and Related OSC Staff Position
Documents d'Instruments, règles et politiques
CSA Staff Notice: 23-314 - Frequently Asked Questions about National Instrument 23-103 Electronic Trading
Documents d'Instruments, règles et politiques
