Notice of General Order – Ontario Instrument 91-505 Exemptions from the Options Proficiency Requirement for International Dealers, Advisers and Sub-Advisers (Interim Class Order)
Documents d'Instruments, règles et politiques
Ontario Instrument 91-505 Exemptions from the Options Proficiency Requirement for International Dealers, Advisers and Sub-Advisers (Interim Class Order)
Documents d'Instruments, règles et politiques
OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments
Documents d'Instruments, règles et politiques
Policy Reformulation Table of Concordance and List of New Instruments
Documents d'Instruments, règles et politiques
CSA Notice and Request for Comment Proposed Amendments to National Instrument 14-101 Definitions and Consequential Amendments
Documents d'Instruments, règles et politiques
Ontario Securities Commission Rule 32-506 (Under the Commodity Futures Act) Exemptions for International Dealers, Advisers and Sub-Advisers
Documents d'Instruments, règles et politiques
Ontario Securities Commission Rule 91-502 Trades in Recognized Options
Documents d'Instruments, règles et politiques
OSC Staff Notice 33-754 - Compliance and Registrant Regulation Branch Summary Report for Dealers, Advisers and Investment Fund Managers
Documents d'Instruments, règles et politiques
OSC Staff Notice 81-733 - Summary Report for Investment Fund and Structured Product Issuers
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Rule 91-502 Trades in Recognized Options
Documents d'Instruments, règles et politiques
Ontario Instrument 45-507 - Self-Certified Investor Prospectus Exemption (Interim Class Order)
Documents d'Instruments, règles et politiques
Notice of General Order - Ontario Instrument 45-507 Self-Certified Investor Prospectus Exemption (Interim Class Order)
Documents d'Instruments, règles et politiques
CSA Multilateral Staff Notice 58-314 - Review of Disclosure Regarding Women on Boards and in Executive Officer Positions (Year 8 Report)
Documents d'Instruments, règles et politiques
CSA Staff Notice 51-364 - Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2022 and March 31, 2021
Documents d'Instruments, règles et politiques
Staff Notice 31-362 - OBSI Joint Regulators Committee Annual Report for 2021
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 33-105 Underwriting Conflicts - September 8, 2015
Documents d'Instruments, règles et politiques
CSA Consultation Paper 21-403 – Access to Real-Time Market Data
Documents d'Instruments, règles et politiques
CSA Staff Notice 96-303 Derivatives Data Reporting Transition Guidance
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex A - Replacement OSC Rule 13-502 Fees
Documents d'Instruments, règles et politiques
