CSA Notice Regarding Coordinated Blanket Order 96-933 Re Temporary Exemptions from Derivatives Data Reporting Requirements relating to the Unique Product Identifier for Commodity Derivatives
Documents d'Instruments, règles et politiques
CSA Staff Notice 96-306 Coordinated Blanket Order 96-933 Re Temporary Exemptions from Derivatives Data Reporting Requirements relating to the Unique Product Identifier for Commodity Derivatives
Documents d'Instruments, règles et politiques
Ontario Securities Commission – Coordinated Blanket Order 96-933
Documents d'Instruments, règles et politiques
Notice of Coming into Force of Amendments to Ontario Securities Commission Rule 91-507 Trade Repositories and Derivatives Data Reporting and Consequential Amendments
Documents d'Instruments, règles et politiques
CSA Notice Regarding Coordinated Blanket Order 96-932 Re Temporary Exemptions from Certain Derivatives Data Reporting Requirements
Documents d'Instruments, règles et politiques
Ontario Securities Commission – Coordinated Blanket Order 96-932
Documents d'Instruments, règles et politiques
CSA Notice and Request for Comment – Proposed Amendments and Changes to Certain National Instruments and Policies Related to the Senior Tier of the Canadian Securities Exchange, the Cboe Canada Inc. and AQSE Growth Market Name Changes, and Majority Voting Form of Proxy Requirements
Documents d'Instruments, règles et politiques
Notice of Commission Approval of OSC Rule 81-510 Dealer Rebates of Trailing Commissions
Documents d'Instruments, règles et politiques
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 81-102 Investment Funds Pertaining to Crypto Assets
Documents d'Instruments, règles et politiques
CSA Notice of Publication – Amendments and Changes to Certain National Instruments and Policies related to the Senior Tier of the Canadian Securities Exchange, the Cboe Canada Inc. and AQSE Growth Market Name Changes, and Majority Voting Form of Proxy Requirements
Documents d'Instruments, règles et politiques
OSC Rule 81-510 Dealer Rebates of Trailing Commissions
Documents d'Instruments, règles et politiques
Unofficial consolidation: Ontario Instrument 32-509 Early-Stage Business Registration Exemption (Interim Class Order)
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Ontario Instrument 32-508 Not-For-Profit Angel Investor Group Registration Exemption (Interim Class Order)
Documents d'Instruments, règles et politiques
OSC Rule 11-502 - Distribution of Amounts Received by the OSC Under Disgorgement Orders and Payment of Related Administrative Costs
Documents d'Instruments, règles et politiques
OSC Rule 11-503 (Commodity Futures Act) - Distribution of Amounts Received by the OSC Under Disgorgement Orders And Payment of Related Administrative Costs
Documents d'Instruments, règles et politiques
Frequently Asked Questions about Ontario Instrument 32-508 Not-for-profit Angel Investor Group Registration Exemption (Interim Class Order)
Documents d'Instruments, règles et politiques
Frequently Asked Questions about Ontario Instrument 32-508 Not-for-profit Angel Investor Group Registration Exemption (Interim Class Order)
Documents d'Instruments, règles et politiques
CSA Notice and Request for Comment 25-314 - Proposed approach to oversight and refinements to the proposed binding authority framework for an identified ombudservice
Documents d'Instruments, règles et politiques
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations – Prohibition on the Use of Chargebacks in the Distribution of Investment Fund Securities
Documents d'Instruments, règles et politiques
CSA Consultation Paper 81-409 – Enhancing Exchange-Traded Fund Regulation: Proposed Approaches and Discussion
Documents d'Instruments, règles et politiques
