IIROC Notice 17-0111 – Re-Publication of Proposed Amendments Respecting the Reporting of Certain Trades on Acceptable Foreign Trade Reporting Facilities – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Amendments to Dealer Member Rules and Form 1 Relating to the Futures Market Segregation and Portability Customer-Protection Regime – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 17-0110 – Request for Comment – Amendments to Dealer Member Rules and Form 1 Relating to the Futures Market Segregation and Portability Customer-Protection Regime – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Commission – Housekeeping Amendments to Remove Statement G of the Form 1 and Corollary Amendments to the Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 17-0102 – Housekeeping Amendments to Remove Statement G of the Form 1 and Corollary Amendments to the Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Withdrawal – Proposed Amendments to Simplify the Equity Margin Project – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 17-0145 – Proposed Amendments to Simplify the Equity Margin Project – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Withdrawal – Proposed Dark Rules Anti-Avoidance Provision – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 17-0146 – Notice of Withdrawal – Proposed Dark Rules Anti-Avoidance Provision – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Amendments Respecting Best Execution – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 17-0137 – Amendments Respecting Best Execution – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Proposed Amendments Relating to Client Identification and Verification Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 17-0139 – Proposed Amendments to Client Identification and Verification Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Rule Amendments to Facilitate the Investment Industry’s Move to T+2 Settlement – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 17-0133 – Notice of Commission Approval – Rule Amendments to Facilitate the Investment Industry’s Move to T+2 Settlement – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Proposed Amendments Respecting Order Execution Only Service Eligibility and Adviser Identifiers – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 18-0141 – Proposed Provisions Respecting Order Execution Only Service Eligibility and Adviser Identifiers – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Proposed Amendments Respecting Client Identifiers – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 18-0122 – Proposed Amendments Respecting Client Identifiers – Investment Industry Regulatory Organization of Canada (IIROC)
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Appendix A – Rule Protocol Regarding the Review and Approval of CDS Rules by the OSC – Canadian Depository for Securities Limited
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