Notice of Commission Approval – Material Amendments to CDS External Procedures – Participant Fund Administered by CDS for the New York Link Service – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments Relating to Futures Segregation and Portability Customer Protection Regime – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Approval/Implementation - Amendments to the IIROC Rules and Form 1 relating to the futures segregation and portability customer protection regime
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments Respecting the Codification of Certain UMIR Exemptions – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Request for Comments – Amendments to TSX Company Manual – Toronto Stock Exchange (TSX Inc.)
Marchés, OAR et agences de compensation
Notice of Commission Deemed Approval – Housekeeping Amendments to Investment Dealer and Partially Consolidated Rules Regarding Margin Requirements for Securities Loan, Repurchase Agreements, and Reverse Repurchase Agreements with Term Risk – New Self-Regulatory Organization of Canada (New SRO)
Marchés, OAR et agences de compensation
Notice of Approval/Implementation - Housekeeping amendments to Investment Dealer and Partially Consolidated Rules regarding margin requirements for securities loan, repurchase agreements, and reverse repurchase agreements with term risk
Marchés, OAR et agences de compensation
Notice and Request for Comments – Proposed Amendments to CSE Form 2A Listing Statement – Canadian Securities Exchange
Marchés, OAR et agences de compensation
OSC Staff Notice of Request For Comment – Proposed Amendments to Rules, Operations Manual, Risk Manual and Default Manual of the Canadian Derivatives Clearing Corporation to Introduce a Supplemental Liquidity Fund – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Client Focused Reforms Rule Amendments – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 21-0148- Client Focused Reforms – IIROC Rule Amendments – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments to the Rules, Operations Manual, Risk Manual and Default Manual of CDCC to Introduce the Gross Client Margin (GCM) Model – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments to the IIROC Rules and Form 1 relating to the Futures Segregation and Portability Customer Protection Regime – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 21-0113 – Proposed Amendments to the IIROC Rules and Form 1 relating to the futures segregation and portability customer protection regime – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Request for Comments - Proposed Amendment to the Listing Manual - Neo Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Withdrawal of Proposed Significant Changes - Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice of Proposed Change and Request for Comment – Change to the MATCHNow Trading System – TriAct Canada Marketplace LP
Marchés, OAR et agences de compensation
Notice of Withdrawal – Proposed Amendments Respecting the Minor Contravention Program – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 21-0059 – Withdrawal of the Proposed Amendments to adopt the Minor Contravention Program – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Material Amendments to CDS Risk Procedures Related to Post-Trade Modernization Project – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
