CDS Risk Procedures
Marchés, OAR et agences de compensation
Notice of Commission Approval – Variation and Restatement of Recognition Order – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Variation and Restatement of MFDA Recognition Order – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Approval – Amendments to Trading System Functionality & Features – Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendment to Remove the Risk Component of IIROC’s Dealer Member Fee Model – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to Dealer Member Rules and IIROC Rules Regarding Exemptions for Bulk Account Movements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 21-0080 – Removal of the risk component of the annual fees paid by Dealer Members effective April 1, 2021 – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 21-0078 – Amendments to Dealer Member Rules and IIROC Rules regarding Exemptions for Bulk Account Movements
Marchés, OAR et agences de compensation
Notice of Commission Deemed Approval – Housekeeping Amendments to the Universal Market Integrity Rules (UMIR) Regarding the Definition of “Marketplace” – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to the Risk Manual of CDCC to Change the Initial Margin Model for Bond Derivatives – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to the Risk Manual of CDCC to Change the Initial Margin Model for Equity Derivatives – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Comment - Nasdaq CXC Limited
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Exemptive Relief – GLMX Technologies, LLC
Marchés, OAR et agences de compensation
Notice of Commission Deemed Approval – Housekeeping Rule Changes to the IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Approval – Lynx ATS – Tradelogiq Markets Inc.
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Proposed Amendments to the Risk Manual of CDCC with Respect to the Initial Margin Model for Bond Derivatives – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments to Rule C-18 of the CDCC to Modify the Delivery Standards of the 30-Year Government of Canada Bond Future Contracts – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Comments – Lynx ATS – Tradelogiq Markets Inc.
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Proposed Significant Change to Eliminate CDS Fee Rebates and Proposed Amendments to Eliminate Network Connectivity Fees and to Eliminate Report File Transmission Fees – CDS Clearing and Depository Services Inc. (CDS)
Marchés, OAR et agences de compensation
Notice of Withdrawal – Proposed Significant Change to Eliminate CDS Fee Rebates and Proposed Amendments to Eliminate Network Connectivity Fees – CDS Clearing and Depository Services Inc. (CDS)
Marchés, OAR et agences de compensation
