Notice of Commission Order – Application for Exemption from Recognition as an Exchange and from the Marketplace Rules – BrokerTec Europe Limited
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Notice of Withdrawal – Proposed Amendments to the Risk Manual of the CDCC to Introduce a New Risk Model Recalibration Process – Canadian Derivatives Clearing Corporation (CDCC)
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OSC Staff Notice of Request for Comment – Material Amendments to CDS External Procedures Related to the Participant Fund Administered by CDS for the New York Link Service – CDS Clearing and Depository Services Inc.
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Notice and request for comment – Material amendments to CDS External procedures – CDS Clearing and Depository Services Inc.
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Notice of Completion of Staff Review of Initial Operation Report – Coinsquare Capital Markets Ltd.
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Notice of Withdrawal – Proposed Amendments Respecting Disclosure of Information by Ombudsman Service to IIROC – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 21-0096 – Withdrawal of proposed amendments respecting disclosure of information by ombudsman service to IIROC – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice and Request for Comment – Applications for Exemption from Recognition as an Exchange – Bloomberg Trading Facility Limited and Bloomberg Trading Facility B.V.; and – Notice of Initial Operations – Bloomberg Tradebook Canada Company
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Bloomberg Staff Notice and Request for Comment – Bloomberg Trading Facility Limited, Bloomberg Trading Facility B.V. and Bloomberg Tradebook Canada Company
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Description of Operations – Bloomberg Trading Facility Limited
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Application for Exemption from Recognition as an Exchange - Bloomberg Trading Facility Limited
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Draft Exemption Order - Bloomberg Trading Facility Limited
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Application for Exemption from Recognition as an Exchange – Bloomberg Trading Facility B.V.
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Draft Exemption Order – Bloomberg Trading Facility B.V.
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Bloomberg Notice of Initial Operations – Bloomberg Tradebook Canada
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Material Amendments to CDS Procedures - DTC Direct Link and New York Link Services: Changes to Participant Collateral and Funding Requirements - Request for Comments
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Self-Certification: Amendments to sections A-1A04 and A-401 of the rules of the Canadian Derivatives Clearing Corporation
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OSC Staff Notice of Request for Comment: CDCC Canadian Derivatives Clearing Corporation – Amendment to the Risk Manual to Address the Stress Testing Framework
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OSC Notice – Changes to Harmonize and Streamline the Oversight of the Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Amendments to the Universal Market Integrity Rules Respecting Unprotected Transparent Marketplaces and the Order Protection Rule and Exemption under UMIR 11.1 – Investment Industry Regulatory Organization of Canada (IIROC)
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