le 7 novembre 2019 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Request for Comment – Material Amendments to CDS Rules Related to Liquidity Risk Management – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 7 novembre 2019 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Request for Comment – Material Amendments to CDS Rules Related to Tiered Participation Information Sharing – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 18 juillet 2019 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Withdrawal – Proposed Material Amendments to CDS Rules – China Bond Link – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 4 avril 2019 Market Regulation Document Type IIROC rule review Request for Comment – Proposed Amendments to IIROC By-Law No. 1, s. 5.3(2) (Director Term Limits) – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 16 mai 2019 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Effective Date – Technical Amendments to CDS Procedures – Housekeeping Changes – April 2019 – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 10 janvier 2019 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Commission Approval – Material Amendments to CDS Participant Rules Related to Lines of Credit Requirements for Non-Contributing Receivers of Credit Making Canadian Dollar Settlements – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 6 décembre 2018 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Effective Date – Technical Amendments to CDS Procedures – Housekeeping Changes – October 2018 – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 22 novembre 2018 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Commission Approval – Material Amendments to CDS Rules Related to the Removal of the CCP Cap for CNS Users – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 18 octobre 2018 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review OSC Staff Notice of Request for Comment – Material Amendments to CDS Rules Related to the Introduction of the China Bond Link Service – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 9 août 2018 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments Respecting the Reporting of Certain Trades to Acceptable Foreign Trade Reporting Facilities – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 9 août 2018 Market Regulation Document Type IIROC rule review IIROC Notice 18-0154 – Amendments Respecting the Reporting of Certain Trades to Acceptable Foreign Trade Reporting Facilities – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 9 août 2018 Market Regulation Document Type IIROC rule review Request for Comment – Proposed Amendments to Dealer Member Rules and Form 1 Regarding the Securities Concentration Test and Designated Rating Organizations – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 9 août 2018 Market Regulation Document Type IIROC rule review IIROC Notice 18-0153 – Proposed Amendments to Dealer Member Rules and Form 1 Regarding the Securities Concentration Test and Designated Rating Organizations – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 29 août 2019 Market Regulation Document Type IIROC rule review Request for Comment – Proposed Amendments re Free Credit Cash Segregated in Trust for Clients – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 29 août 2019 Market Regulation Document Type IIROC rule review IIROC Notice 19-0155 – Proposed Amendments re Free Credit Cash Segregated in Trust for Clients – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 29 août 2019 Market Regulation Document Type IIROC rule review Request for Comment – Republication of Proposed Amendments to Dealer Member Rules and Form 1 Regarding the Securities Concentration Test and Designated Rating Organizations – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 29 août 2019 Market Regulation Document Type IIROC rule review IIROC Notice 19-0154 – Republication of Proposed Amendments to Dealer Member Rules and Form 1 regarding the securities concentration test and designated rating organizations – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 22 août 2019 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 13 septembre 2018 Market Regulation Document Type IIROC rule review IIROC Notice 18-0177 – Withdrawal of proposed amendments to Dealer Member Rules to permit partial swap offset strategies – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 28 septembre 2017 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments to Dealer Member Rule 200.2(l)(x)(B) on Trade-Confirmation Suppression Requirements – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
