Notice of Commission Approval – Variation and Restatement of MFDA Recognition Order – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval of Amended Memorandum of Understanding Regarding Oversight of the Investment Industry Regulatory Organization of Canada (IIROC) (effective April 1, 2021)
Marchés, OAR et agences de compensation
Notice of Memorandum of Understanding Concerning the Oversight of the Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to Dealer Member Rules and Form 1 Regarding the Securities Concentration Test and Designated Rating Organizations – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 21-0028 – Amendments to Dealer Member Rules and Form 1 regarding the securities concentration test and designated rating organizations – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to the Rules of CDCC with Respect to the Adjustments in Contract Terms – Canadian Derivatives Clearing Corporation (CDCC)
Marchés, OAR et agences de compensation
Notice of Commission Deemed Approval – Housekeeping Amendments to the CIPF Claims Procedures – Canadian Investor Protection Fund (CIPF)
Marchés, OAR et agences de compensation
Notice of Revocation Order - OneChicago, LLC
Marchés, OAR et agences de compensation
Notice of Approval of Proposed Change - Amendments to Odd Lot Trading - Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice & Request for Comments - Notice 2014-005: Changes To Odd Lot Matching - Canadian Securities Exchange
Marchés, OAR et agences de compensation
Notice of Approval – Market-on-Close Modernization – TSX Inc.
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Comments – Lynx ATS – Tradelogiq Markets Inc.
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Proposed Significant Change to Eliminate CDS Fee Rebates and Proposed Amendments to Eliminate Network Connectivity Fees and to Eliminate Report File Transmission Fees – CDS Clearing and Depository Services Inc. (CDS)
Marchés, OAR et agences de compensation
Notice of Withdrawal – Proposed Significant Change to Eliminate CDS Fee Rebates and Proposed Amendments to Eliminate Network Connectivity Fees – CDS Clearing and Depository Services Inc. (CDS)
Marchés, OAR et agences de compensation
Request for Comment – Notice of Proposed Margin Requirements for Structured Products – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 21-0032 – Proposed margin requirements for structured products – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Summary of Comments - Amendments to CNQ Rules 4-106, 4-107, 4-111 and 1-101 - Entry of Orders - Canadian Trading and Quotation System Inc. (CNQ)
Marchés, OAR et agences de compensation
Notice and Request for Comments - Proposed Policy Change to Policy 6 - Distributions Regarding Amendment of Warrant Terms - Canadian Trading and Quotation System Inc. (CNQ)
Marchés, OAR et agences de compensation
Notice and Request for Comments - Proposed Rule Change to Rules 4-106 and 4-107 Regarding Entry of Orders - Canadian Trading and Quotation System Inc. (CNQ)
Marchés, OAR et agences de compensation
Request for Comments - Notice 2013-003 - Passive-only Order Type - Canadian Securities Exchange
Marchés, OAR et agences de compensation
