Application for Exemption from Recognition as an Exchange - BGC Derivatives Markets, L.P.
Marchés, OAR et agences de compensation
Notice of Revocation Order – LCH.Clearnet LLC
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Exemptive Relief – LCH.Clearnet LLC
Marchés, OAR et agences de compensation
OSC Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – LCH.Clearnet LLC
Marchés, OAR et agences de compensation
Exemption Application – Eurex Clearing AG
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to MFDA By-law No. 1, Regarding the Enforcement Process – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Material Amendments to CDS Rules – Participant Application to Use Functionality for Roles re Securities – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Effective Date – Technical Amendments to CDS Procedures – Euroclear UK Direct Service – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – MFDA Amendments to MFDA Rule 1.1.7 Regarding Business Names, Styles, Etc. – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Housekeeping Amendment to MFDA By-law No. 1, Section 18.2.2, Regarding Regional Councils – Ex Officio Members – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Material Amendments to CDS Rules – Termination of Euroclear UK Direct Service – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Material Amendments to CDS Rules and Procedures – Soft Cap for the New York Link Service – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Housekeeping Amendments to MFDA By-law No. 1, Sections 1, 11.6.1, 13.8, 20.5, 20.7, 24.3.3 and 37 – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Housekeeping Amendment to MFDA Rule 3.5.1 Regarding Filing Requirements – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Housekeeping Amendment to MFDA Rule 3.4.4 Regarding Early Warning Duration – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice – Technical Amendments to CDS Procedures – Housekeeping Changes – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to IRS Section 302 Regulation
Marchés, OAR et agences de compensation
CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to Receiver General of Canada - CUID Exemption re $50mm Trade Rule Edit
Marchés, OAR et agences de compensation
Notice of Commission Approval - Material Amendments to CDS Rules Relating to ACCESS Service
Marchés, OAR et agences de compensation
Technical Amendments to CDS Procedures Relating to 1042S Reporting - Detail File Procedures
Marchés, OAR et agences de compensation
