Notice of Approval - Amendments to Parts III, VI and VII of the TSX Company Manual and to Parts 2 and 7 of the TSX Rule Book - Toronto Stock Exchange (TSX Inc.)
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Notice and Request for Comment - Application for Recognition of Aequitas Innovations Inc. and Aequitas Neo Exchange Inc. as an Exchange
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Notice of Commission Deemed Approval – Housekeeping Amendments to Form 1 for Use in, and Consistency with, the IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 21-0084 – Housekeeping Amendments to Form 1 for use in, and consistency with the IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Housekeeping Rule Amendments – TSX Company Manual – Toronto Stock Exchange (TSX Inc.)
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Notice of Commission Variation Order – Variation of the Recognition Order of Nasdaq CXC Limited and Ensoleillement Inc.
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Notice and Request for Comments – Public Interest Rule Amendments – CSE Policies and Related Forms – Canadian Securities Exchange
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Canadian Securities Exchange - Public Interest Rule Amendment - CSE Policies - Notice and Request for Comments
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Notice of Housekeeping Rule Amendments – Housekeeping Amendments to the Toronto Stock Exchange Rule Book – TSX Inc.
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Application on behalf of Carta Capital Markets, LLC for exemptive relief under the Passport System – Osler, Hoskin & Harcourt LLP – Carta Capital Markets, LLC
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Request for Comment – Proposed New MFDA Policy No. 11 – Proficiency Standards for the Sale of Alternative Mutual Funds – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Approval – Conditional Order Facility – TSX Inc.
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Notice of Approval - Public Interest Rule Amendments to the Trading Policies - Neo Exchange Inc.
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OSC Staff Notice of Request for Comment – Proposed Additional Amendments to the Rules, Operations Manual, Risk Manual and Default Manual of the CDCC on the Gross Client Margin (GCM) Model Initiative – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Commission Approval – Amendments to Rule C-18 to Modify the Delivery Standards of the 30-Year Government of Canada Bond Future Contracts – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Commission Order – Application for Exemptive Relief – GLMX Technologies, LLC
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Notice of Commission Deemed Approval – Housekeeping Amendments to MFDA Rules to Enhance Protection of Older and Vulnerable Clients – Mutual Fund Dealers Association of Canada (MFDA)
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Limited Notice of Approval – Introduction of Odd Lot Order Book for CXD Trading Book – Nasdaq CXC Limited
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Notice of Approval – Alternative Closing Price – TSX Inc. and TSX Venture Exchange Inc.
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Notice of Commission Approval - Memorandum of Understanding with the AMF regarding Co-ordination and Information Sharing relating to TMX Group Inc., TSX Inc. and Bourse de Montréal Inc.
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