Notice and Request for Comment - Proposed Combination with Bourse de Montréal Inc. - TSX Group Inc.
Marchés, OAR et agences de compensation
La CVMO lance un appel à candidatures pour des postes au sein du Comité consultatif d’examen de la législation sur les instances en valeurs mobilières
Communiqués de presse
La CVMO et l’OCRCVM sollicitent des renseignements sur les pratiques de négociation abusives
Communiqués de presse
IIROC Notice 16-0277 – New Debt Information Processor Fee Model – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Amendments Respecting Audit Requirement to Send Second Positive Confirmation Requests – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 16-0262 – Amendments Respecting Audit Requirement to Send Second Positive Confirmation Requests – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Re-publication of Proposed Provisions Respecting Best Execution – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Approval – Amendments Relating to Rule 100.10K – Optional Use of TIMS or SPAN – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 15-0249 – Amendments to Dealer Member Rule 100.10(k) Optional use of TIMS or SPAN – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Commission Approval – Proposed Amendments to Dealer Member Rule 1400 relating to the Disclosure to Clients of Dealer Members’ Financial Position – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Debt Market Regulation Fee Model – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 15-0243 – Approval of Debt Market Regulation Fee – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval - Housekeeping Amendments to IDA By-law 18.14(d)(iii) - Registered Representatives and Investment Representatives
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IDA Amendment to By-law 18.14(d)(iii) - Registered Representatives and Investment Representatives
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Amendments to IDA By-Law 38 and Policy 6, Part 1 - CCO Qualifying Examination
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Notice and Request for Comment - Application for Exemption from Recognition and Registration as an Exchange - ICE Futures Canada, Inc.
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Recognition Order of the Winnipeg Commodity Exchange as a Commodity Futures Exchange - Winnipeg Commodity Exchange
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Exemption Order Section 36 - Winnipeg Commodity Exchange
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Exemption Order Section 37 & 40 - Winnipeg Commodity Exchange
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Notice of Commission Order - Application for Exemptive Relief - ICE Futures Europe
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