le 17 décembre 2020 Market Regulation Document Type Liquidnet Canada orders and notices Notice of Proposed Changes and Request for Comment – Liquidnet Canada Inc. Marchés, OAR et agences de compensation
le 10 décembre 2020 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments to Dealer Member Rules to Early Adopt Certain IIROC Rules – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 10 décembre 2020 Market Regulation Document Type TMX Group Limited and TSX Inc. rule review and notices Notice of Proposed Amendments and Request for Comments – TSX Inc. and TSX Venture Exchange Inc. Marchés, OAR et agences de compensation
le 10 décembre 2020 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Notice and Request for Comment - Significant Change Subject to Public Comment – Amendments to Trading System Functionality & Features - Canadian Securities Exchange Marchés, OAR et agences de compensation
le 22 juin 2012 Market Regulation Document Type Instinet Canada Cross (ICX) orders and notices Order: In the Matter of Instinet Canada Cross Limited Marchés, OAR et agences de compensation
le 22 juin 2012 Market Regulation Document Type Liquidnet Canada orders and notices Order: In the Matter of Liquidnet Canada Inc. Marchés, OAR et agences de compensation
le 28 janvier 2021 Market Regulation Document Type IIROC Memoranda of Understanding Notice of Commission Approval of Amended Memorandum of Understanding Regarding Oversight of the Investment Industry Regulatory Organization of Canada (IIROC) (effective April 1, 2021) Marchés, OAR et agences de compensation
le 18 février 2021 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments to Dealer Member Rules and Form 1 Regarding the Securities Concentration Test and Designated Rating Organizations – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 18 février 2021 Market Regulation Document Type IIROC rule review IIROC Notice 21-0028 – Amendments to Dealer Member Rules and Form 1 regarding the securities concentration test and designated rating organizations – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 18 mars 2021 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice of Commission Approval – Proposed Amendments to the Rules of CDCC with Respect to the Adjustments in Contract Terms – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 16 septembre 2021 OSC announces roundtable on broader diversity in capital markets Communiqués de presse
le 16 septembre 2021 Market Regulation Document Type Neo Exchange Inc. rule review and notices Notice of Approval - Public Interest Rule Amendments to the Trading Policies - Neo Exchange Inc. Marchés, OAR et agences de compensation
le 9 septembre 2021 Market Regulation Document Type IIROC rule review Notice of Commission Deemed Approval – Housekeeping Amendments to IIROC Rules to Enhance Protection of Older and Vulnerable Clients – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 9 septembre 2021 Market Regulation Document Type IIROC rule review IIROC Notice 21-0159 – Housekeeping Amendments to Enhance Protection of Older and Vulnerable Clients – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 13 septembre 2021 Les Autorités canadiennes en valeurs mobilières lancent leur nouveau site Web Communiqués de presse
le 22 septembre 2021 La CVMO annonce les membres du Comité consultatif de la structure des marchés Communiqués de presse
le 28 janvier 2021 Market Regulation Document Type MFDA Memoranda of Understanding Notice of Commission Approval of Amended Memorandum of Understanding Regarding Oversight of the Mutual Fund Dealers Association of Canada (MFDA) (effective April 1, 2021) Marchés, OAR et agences de compensation
le 4 février 2021 ACVM Communiqué: Les autorités en valeurs mobilières du Canada mettent le public en garde contre les offres de placement frauduleuses faites par des personnes prétendument accréditées Communiqués de presse
le 15 juillet 2021 Des autorités en valeurs mobilières annoncent la sélection d’une société canadienne pour mener des essais transfrontaliers Communiqués de presse
le 15 juillet 2021 Les autorités en valeurs mobilières du Canada invitent à la prudence à l’égard de courriels suspects Communiqués de presse
