Request for Comments – Amendment to the Risk Manual of the CDCC to Address the Stress Testing Framework – Canadian Derivatives Clearing Corporation (CDCC)
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Recognition Order – Mutual Fund Dealers Association of Canada (MFDA)
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Memorandum of Understanding between CIPF and the CSA – Canadian Investor Protection Fund (CIPF)
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Notice of Approval – TSX and TSX Venture Wealth Client Fee Cap Program – TSX Inc. and TSX Venture Exchange Inc.
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Notice of Approval – Amendments to Broker Preferencing Functionality – TSX Inc.
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Notice of Commission Orders– Application for Exemptive Relief – Trumid Financial LLC
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OSC Staff Notice of Request for Comment – Proposed Amendments to the Risk Manual of CDCC to Introduce a New Risk Model Recalibration Process – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Commission Approval – Variation and Restatement of Recognition Order – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Variation and Restatement of MFDA Recognition Order – Mutual Fund Dealers Association of Canada (MFDA)
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Les autorités en valeurs mobilières du Canada exposent l’encadrement réglementaire des plateformes de négociation de cryptoactifs
Communiqués de presse
Notice of Commission Approval of Amended Memorandum of Understanding Regarding Oversight of the Investment Industry Regulatory Organization of Canada (IIROC) (effective April 1, 2021)
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Prolongation du mandat du président et chef de la direction de la CVMO
Communiqués de presse
Notice of Memorandum of Understanding Concerning the Oversight of the Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Amendments to Dealer Member Rules and Form 1 Regarding the Securities Concentration Test and Designated Rating Organizations – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 21-0028 – Amendments to Dealer Member Rules and Form 1 regarding the securities concentration test and designated rating organizations – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Proposed Amendments to the Rules of CDCC with Respect to the Adjustments in Contract Terms – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Commission Deemed Approval – Housekeeping Amendments to the CIPF Claims Procedures – Canadian Investor Protection Fund (CIPF)
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Notice of Revocation Order - OneChicago, LLC
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Notice of Approval of Proposed Change - Amendments to Odd Lot Trading - Canadian Securities Exchange
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Notice & Request for Comments - Notice 2014-005: Changes To Odd Lot Matching - Canadian Securities Exchange
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