Notice of Effective Date – Technical Amendments to CDS Procedures – Canadian Securities Exchange Buy-ins – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Request for Comments – Material Amendments to CDS Participant Rules Related to Non-LVTS Settlement Agents – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – Housekeeping Changes – November 2017 – CDS Clearing and Depository Services Inc.
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Notice of Commission Deemed Approval – Housekeeping Amendment to Schedule 7A of Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Request for Comment – Material Amendments to CDS Rules Related to the Elective System – Operating Cap for Extenders of Credit – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments Related to Canadian Dollar Cash Collateral Management – CDS Clearing and Depository Services Inc.
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IIROC Notice 19-0035 – Housekeeping Amendment to Schedule 7A of Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Material Amendments to CDS Procedures – The Continuous Net Settlement Default Fund – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Request for Comment – Material Amendments to CDS Procedures Related to Canadian Dollar Cash Collateral Management – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – T+2 – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Amendments to Dealer Member Rule 1200.3 and Notes to Statement D of Form 1 Regarding Free Credit Cash Segregated in Trust for Clients – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Notice of Proposed Derivatives Rule Modernization, Stage 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comments - Amendments to IDA Policy No. 4 Regarding Minimum Standards for Institutional Account Opening, Operation and Supervision
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Request for Comments - Amendments to IDA Amendments to Regulations 100.4C and 100.4K Regarding Offset Positions in Canadian Debt Securities and Related Futures Contracts
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Request for Comments - Definition of "Applicable Market Display"
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Request for Comments - Provisions to Accomodate the Introduction of Multiple Marketplaces
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Text of Policies under the Universal Market Integrity Rules
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Notice of Minister of Finance Approval Memorandum of Understanding regarding the oversight of Market Regulation Services Inc.
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MOU between OSC, BCSC, ASC, CVMQ and MSC
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IIROC Notice 14-0214 – Client Relationship Model – Phase 2 Performance reporting and fee / charge disclosure amendments to Dealer Member Rule 200 and to Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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