Housekeeping Amendments to MFDA Rule 3 – Financial and Operations Requirements – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Effective Date – Technical Amendments to CDS Procedures – ISO 15022 MT566 Corporate Action Payment Confirmation Message – CDS Clearing and Depository Services Inc.
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Housekeeping Amendments to MFDA Policy No. 4 – Internal Control Policy Statements and MFDA Financial Questionnaire and Report – Form 1 – Mutual Fund Dealers Association of Canada (MFDA)
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Request for Comments – Material Amendments to CDS Rules – Requirement for Uncertificated Withdrawal of Securities – CDS Clearing and Depository Services Inc.
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Request for Comments – Material Amendments to CDS Rules – Electronic Payment of Entitlements – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Amendments to Section 24.3 of MFDA By-law No. 1 – Suspensions in Certain Circumstances – Mutual Fund Dealers Association of Canada (MFDA)
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Request for Comments – Material Amendments to CDS Procedures – Real Time CNS Settlement and CNS Settlement Hold – CDS Clearing and Depository Services Inc.
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Request for Comments – Material Amendments to CDS Rules – Real Time Continuous Net Settlement Process – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Commission Approval – Material Amendments to CDS Procedures – Amendment to Debt Haircut Rates in CDSX – CDS Clearing and Depository Services Inc.
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Request for Comments – Material Amendments to CDS Procedures – Change to Federally Guaranteed Class Code – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Amendments to MFDA Policy 3 – Relating to Client Complaint Handling – Mutual Fund Dealers Association of Canada (MFDA)
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Second Publication for Comment of Proposed Amendments to Sections 1 (Definitions) and 3 (Directors) of MFDA By-law No. 1 – Mutual Fund Dealers Association of Canada (MFDA)
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Oversight Review Report of the Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval - Amendment to Recognition Order of TSX Group Inc. and TSX Inc. to Reflect Changes to the Definition of an Independent Director - TSX Group Inc. and TSX Inc.
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Amendment to Recognition Order of TSX Group Inc. and TSX Inc.
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Notice of Commission Approval - Amendment to Recognition Order of TSX Group Inc. and TSX Inc. to Reflect Changes to the Definition of an Independent Director - TSX Group Inc. and TSX Inc.
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Amendment to Recognition Order of TSE in connection with the transfer of regulatory services to RS Inc. - The Toronto Stock Exchange Inc.
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Notice Commission Approval - TSE Acquisition of Canadian Venture Exchange Inc. - The Toronto Stock Exchange Inc.
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Order continuing recognition of TSE upon demutualization - The Toronto Stock Exchange Inc.
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Notice and Request for Comments - Recognition Criteria in Connection with the TSE's Demutualization - The Toronto Stock Exchange Inc.
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