IIROC Notice 20-0239 – Client Focused Reforms – Housekeeping Rule Changes – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval of Amended Memorandum of Understanding Regarding Oversight of the Mutual Fund Dealers Association of Canada (MFDA) (effective April 1, 2021)
Marchés, OAR et agences de compensation
Blackrock Asset Management Canada Limited
Ordonnances et décisions
Instinet Canada Cross Limited
Ordonnances et décisions
GE Capital Canada Funding Company and General Electric Company
Ordonnances et décisions
Ontario Genomics Institute – s. 74(1)
Ordonnances et décisions
Application for Exemption from Recognition as a Clearing Agency
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Interim Exemptive Relief – CME Clearing Europe Limited
Marchés, OAR et agences de compensation
Deanna Dobrowsky (TMX Group Limited)
Marchés, OAR et agences de compensation
Notice of Commission Order – Application for Exemptive Relief – Eurex Clearing AG
Marchés, OAR et agences de compensation
OSC Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – Eurex Clearing AG
Marchés, OAR et agences de compensation
Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – Fixed Income Clearing Corporation (FICC)
Marchés, OAR et agences de compensation
1832 Asset Management L.P. et al.
Ordonnances et décisions
Notice and Request for Comment - Maple Group Acquisition Corporation - TMX Group Limited
Marchés, OAR et agences de compensation
Notice of Commission Approval – Proposed Amendments to MFDA Rule 1.1.6(b) Regarding Introducing and Carrying Arrangements – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as an Exchange – Javelin SEF, LLC
Marchés, OAR et agences de compensation
Draft Exemption Order – Javelin SEF, LLC
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as an Exchange – CME Amsterdam B.V.
Marchés, OAR et agences de compensation
Application for Exemption from Recognition as an Exchange – DW SEF LLC
Marchés, OAR et agences de compensation
Draft Order
Marchés, OAR et agences de compensation
